1 Introduction
The core of this article is a reply to the remarks by Landau (2024a) on the analysis of control in terms of the FormCopy operation (Chomsky 2021) or the Copy relation (Chomsky 2024). Here and throughout control will be used as a shorthand for Obligatory Control (OC). For GB theory (Chomsky 1981; 1982) and classical minimalism (Chomsky 1995) control is a binding operation, affecting a pronoun PRO with certain featural properties, e.g. [+pronoun, +anaphor] for GB, or Null Case for minimalism (see Landau 2013 for further discussion). The Two-Tiered Theory of Control (TTC, Landau 2015) is still a version of this approach, in the sense that a construal operation, predication, relates the special pronoun (a minimal pronoun), cf. (1), with its antecedent. Verb classes selecting predication control are listed in (2).
- (1)
- Predication Control (Landau 2024b: 32)
- … [FinP PROi Fin [TP PROi … ]]
- (2)
- Predication Control: non-attitude verbs
- a.
- Implicative, e.g. try
- b.
- Aspectual, e.g. begin
- c.
- Modal, e.g. need
- d.
- Evaluative (adjectives)
In addition, under the TTC, a logophoric tier of structure is added for control with attitude predicates, as schematized in (3). Verb classes selecting logophoric control are listed in (4). The reader is referred to the works quoted for detailed illustration.
- (3)
- Logophoric control (Landau 2024b: 33)
- … [CP pro C+log [FinP PROi Fin [TP PROi … ]]]
- (4)
- Logophoric control: attitude predicates
- a.
- Factive
- b.
- Propositional
- c.
- Desiderative
- d.
- Interrogative
By contrast, Hornstein (1999), Boeckx et al (2010) propose unifying control with movement, in view of the syntactic and semantic properties that they share (syntactic locality, bound variable interpretation of the trace). Manzini & Roussou (2000) propose separating Merge, taken to be External Merge (EM) in Case position, from FormChain, connecting EM-ed arguments to their theta-position(s) at the interface. Chomsky (2000: n. 35) rejects these analyses on the grounds that they violate the postulate that theta-roles are satisfied by EM. Recently, however, Chomsky (2021; 2024) accepts the idea of a unified theory of control and movement, though one which upholds Duality of Semantics, i.e. the principle that “EM and EM alone fills a θ-position” (Chomsky 2021: 30). The key idea is that while movement involves Internal Merge (IM) as schematized in (5), control involves EM of both the controller and the controllee. In other words, the two identical inscriptions of John in (6) undergo separate EM operations, each satisfying a theta-configuration.
- (5)
- a.
- [IP seems [IP John to win the race]]
- b.
- (6)
- [IP John tried [IP John to win the race]]
At Transfer (at the phase level), two identical inscriptions are recognized as copies, i.e. different occurrences of the same element, by the Copy relation, for instance (7), independently of the derivational process they have undergone (EM or IM). The lower copy subsequently deletes, reducing both trace and PRO to deleted lower copies.
- (7)
- Copy: < John, John >
Landau’s (2024a) remarks on Chomsky (2021; 2024) are a defense of a range of theories (non-unification theories) as much as of the TTC. To balance that, it may be useful to provide a defense of unification theories – and more specifically of the FormCopy (FC) theory of control. Needless to say, my remarks reflect my understanding of the theory, and I claim no special insight into Chomsky’s (2021; 2024) texts or their potential developments. FC theory differs from the MTC in complying with Duality of Semantics, and in that Copy is an autonomous interface construct, as opposed to an integral part of Internal Merge. They are not therefore notational variants – but their differences are often irrelevant for the present article.
Landau queries the empirical adequacy of FC theory with respect to its ability to distinguish between control and raising, and between different classes of control predicates. I will address his various remarks, changing their order slightly, discussing the existence (or not) of obligatory control into phasal CPs (section 2), the distinction between attitude and non-attitude control verbs (section 3), an overgeneration stemming from the passivization of control verbs (section 4). I will then turn to partial control (section 5) and finally to reconstruction (section 6). FC theory may be favored by the co-variance of raising and control structures crosslinguistically and by control/raising ambiguities (section 2–3) as well as by some scope reconstruction effects discussed by Truswell (2013) holding of both raising and control (section 6). Data from English are taken as the basis for the discussion. However, I will also refer to Romance languages, specifically to Italian. Data are either present in the literature or based on my intuitions checked against those of two other linguists. In the latter case, the source of the data is explicitly mentioned.
Landau also raises the issue of explanatory adequacy. In this respect, I argue that the difference between the TTC and the FC theory of control is to be evaluated in relation to the partially different goals they pursue. In terms of the TTC, an explanation is provided when we can show that a set of syntactico-semantic behaviors are predicted by a given syntactic structure. In control, this is so by construction, i.e. a particular cluster of properties is built into a syntactic structure, e.g. predication in (1), that expresses them. Non-unification theories then privilege a uniform mapping between syntax and semantics – while unification theories work in the direction of an increased modularity. Different semantics (raising and control) may correspond to the same syntactic structure, explaining their common properties, while the interplay of this syntactic structure with some independently needed semantic module, namely theta-theory, yields the traditional raising/control divide. The goal is then to maximize the internal simplicity of each component, rather than the transparency of the interface. My aim here is to defend the feasibility and interest of the second line of research in relation to control.
2 Is there obligatory control into phasal CPs?
The FC theory of control, like the MTC, predicts that there is no phasal CP between controller and controllee, cf. the structure in (6). Specifically, under the MTC, movement from controlled to controller position is subject to the PIC. Similarly, FormCopy applies “at the phase level”, namely upon Merge of a phase head. Under the PIC, it cannot see phases that have already been packed off to the interfaces. In these theories, if a CP boundary is independently motivated, we expect Non Obligatory Control (NOC).
Landau discusses two potential problems for these predictions. Unification theories treat infinitival questions, which are uncontroversially phases, as instances of NOC. Landau contends that they instantiate OC. In section 2.1, I present empirical evidence in favor of the NOC status of infinitival questions. In addition, Landau exemplifies languages where OC sentences are headed by overt Cs also found in (uncontroversially phasal) finite CPs. In section 2.2, I show that the relevant Cs also head raising sentences, hence must be non-phasal under standard minimalist assumptions about raising.
2.1 Infinitival questions
Overt wh-phrases in English are hosted at the edge of CP, where they satisfy an Edge Feature of the C phase head. Therefore, the presence of a wh-phrase implies the presence of a phasal C. Landau (2024a) argues that in (8) it is impossible to read the embedded accusative pronoun as referring to the matrix subject. In his terms, this is because control by the matrix subject instantiates obligatory control and disjoint reference is triggered. If so, obligatory control is possible across a phasal CP boundary, creating a problem for FC theory (or the MTC, cf. Landau 2003).
- (8)
- a.
- Kevini wondered how to help himj/*i
- b.
- Kevini asked Beth when to applaud himj/*i
Now, arbitrary control (i.e. the possibility for the empty subject of infinitives to have generic reference) is widely assumed to be allowed in infinitival questions. Examples used to establish this take the form in (9), in which the embedded anaphor (a generic) is mismatched with respect to the potential controller (here, the matrix subject), as illustrated in (9) (Landau 2013: 159).
- (9)
- a.
- John wondered how to talk to Mary about oneself.
- b.
- Mary wasn’t sure when to introduce oneself to John.
Since arbitrary control is generally accepted as a diagnostic of NOC, (8) and (9) seem to contradict one another. Landau (2013: 159–160) argues that (9) is not a genuine instance or arbitrary control (i.e. generic interpretation of the empty subject). He supports this conclusion with additional data, in particular the impossibility for the empty subject of infinitival relatives to be non-locally bound, as in (10). For Landau (2013), instead, the well-formedness of the oneself-examples requires the reference of the embedded subject to include the matrix subject. Landau concludes that interrogative complements are “a species” of partial control (see section 5 below) and not NOC.
- (10)
- *I thought they wondered how to feed myself.
Let me observe preliminarily that, though partial control is attested under attitude verbs, it is not reported to license oneself-anaphora, cf. (11). It is true that Landau (2013), in the quote reported above, mentions that what we find in interrogatives is “a species” of PC. However, in the absence of a more precise characterization, the discussion cannot be taken any further.
- (11)
- a.
- I hoped to eat by myself/together (the two of us)/*by oneself.
- b.
- We hoped to eat by ourselves/*by oneself.
Unification theories face the question whether the idea that interrogatives are instances of NOC can be maintained face to the facts in (8) or (10). Recent accounts of NOC analyze it as logophoric binding (McFadden & Sundaresan 2018 in a minimal pronoun framework, Manzini & Roussou 2025 for a FC-compatible analysis).1 According to Charnavel (2020), logophors require an antecedent that is an attitude holder or empathy focus (cf. also Sundaresan 2021). This means that logophors can only have human antecedents. By default, if no attitude or psych predicate is present, the logophoric center is taken to be the speaker. Turning to infinitival questions, in the Italian examples in (12) the verbs establish, determine etc. take an infinitival interrogative complement and a non-animate subject DP. The latter is not a possible antecedent for logophoric binding. In that case, the embedded subject (which must be human) is disjoint in reference with the matrix subject. The same disjoint reading is possible with the same matrix verbs even if their subject is animate, as in (13).
- (12)
- a.
- La
- the
- formulazione
- formulation
- del
- of.the
- problema
- problem
- determina
- determines
- in
- in
- che
- which
- modo
- way
- affrontarlo.
- approach.it
- ‘The formulation of the problem determines how one approaches it.’
- b.
- Le
- the
- recensioni
- reviews
- allo
- to.the
- spettacolo
- show
- stabiliranno
- will.establish
- se
- whether
- continuare
- continue
- la
- the
- tournée.
- tour
- ‘The reviews of the show will establish whether one/we should continue touring.’
- (13)
- Gianni
- Gianni
- ha
- has
- stabilito
- established
- a
- at
- che
- which
- numero
- number
- contattarlo.
- contact.him
- ‘Gianni has established at which number one/we should contact him.’
The data in (10) remains problematic, since in case more than one attitude holder is present in the sentence, all of them are predicted to be possible logophoric binders (Charnavel 2020), not just the nearest one. In my judgement intervention by a non-attitude holder (an inanimate or subject of a non-attitude predicate) improves long-distance binding, as in (14), which would mean at least that long-distance binding per se is not a problem.
- (14)
- Pensiamo
- we.think
- che
- that
- la
- the
- ricetta
- prescription
- sia
- is
- esplicita/il
- explicit/the
- medico
- doctor
- sia
- is
- stato
- been
- esplicito
- explicit
- su
- on
- come
- how
- nutrirci
- feed.ourselves
- ‘(Lit.) We think that the prescription is explicit/the surgeon has been explicit on how to feed ourselves’
Summarizing so far, Landau (2013) advocates treating infinitival questions as instances of obligatory control and oneself-anaphora as a sort of partial control. Since questions are CPs, this would mean that obligatory control is found inside phasal nodes, contrary to what FC theory predicts. However, I have argued that oneself-anaphora does not have the same properties as partial control. On the contrary, infinitival questions can be analyzed in terms of NOC, itself understood as logophoric binding.2 If so, infinitival questions are compatible with the conclusion that there is no obligatory control inside phasal CPs.
2.2 Overt complementizers
A second set of facts mentioned by Landau is that in several languages control complements are embedded under the same overt complementizers as finite clauses, which are uncontroversially phasal. In the two examples in (15)-(16) quoted by Landau (2024a: 18) one can easily recognize the demonstrative finite complementizer of Germanic languages (att) and the wh-complementizer (ke), also found in Romance languages.
- (15)
- Maria
- Maria
- lovade
- promised
- att
- that
- inte
- not
- läsa
- read
- böcker.
- books
- Swedish
- ‘Maria promised not to read books.’
- (16)
- Hæsani
- Hasan
- sæiy=kærd
- try=do.Pst
- ke
- that
- be-xab-e.
- Sbj-sleep-3Sg
- Persian
- ‘Hasan tried to sleep.’
Landau acknowledges that in cartographic conceptions of C, the same complementizer may instantiate distinct positions. For instance, one may hypothesize that the att/ke sentential introducers in (15)-(16) are exponents of a non-phasal Fin head, while they are exponents of a phasal Force head (Rizzi 1997) in non-control environments.3
Landau fails to mention that as long as a given complementizer also introduces raising sentences, it cannot be an exponent of phasal C, since raising complements must be non-phasal in any minimalist analysis. To illustrate this point, let us consider the two languages in (15)-(16). According to Karimi (2018: 194), Persian does not have raising, so that we cannot verify whether it also presents ke or not.4 In Swedish, however, according to Thrainsson (1993: 1853–186), att precedes both control complements (to the exclusion of modal verbs) and raising complement. These data are confirmed by Wiklund (2007), whose raising verbs include predicates classically taken to be ambiguous between raising and control (see section 3.2 below), but also vara på väg lit. ‘be on way’ (i.e. ‘be about to’) which contains a copula and can only be a raising structure (Moro 1997). Swedish att then embeds raising sentences and therefore cannot be an exponent of phasal C.
For the same reason, Swedish is also a counterexample to Landau’s (2003: 488) generalization that “control complements may be introduced by complementizers; raising complements are never introduced by complementizers”, offered as a presumptive universal. Finite control languages also are a counterexample, for instance Greek where so-called subjunctive particles embed raising (Iatridou 1993 on Greek) as well as control (Landau 2004). Within Romance, a counterexample comes from Salento varieties of Italo-Romance (Calabrese 1992; Manzini & Savoia 2005). These are languages with Balkan-style finite control and raising (hyperraising). They have two different wh-complementizers, ka and ku, as in (17), one of which, ka, embeds CP declaratives, as in (17a), while ku turns up in control environments, as in (17b). As expected, the control ku complementizer also appears in the progressive, as in (18), which must be a raising structure, given that the copula is a raising verb. This confirms that the ku complementizer is an exponent of non-phasal C.
- (17)
- a.
- iɖɖu
- he
- tiʃɛ
- says
- ka
- that
- jɔ
- I
- tɔrmu
- sleep
- mutu
- much
- Salentine (Copertino)
- ‘He says that I sleep a lot’
- b.
- iɖɖu
- he
- ɔlɛ
- wants
- ku
- that
- bbɛssɛ
- he.exits
- ‘He wants to go out’
- (18)
- stannu
- they.are
- ku
- that
- sse
- 3Refl
- skarfane
- heat
- l
- the
- akkwa
- water
- Salentine (Nociglia)
- ‘They are heating the water (for themselves)’
Data supporting Landau’s (2003) generalization come from French sembler ‘seem’, or the comparable Italian examples in (19). The verb seem has both a raising and a control construal. The latter must be embedded under a prepositional complementizer (19a), the former cannot (19b).
- (19)
- a.
- Loro
- they
- sembrano
- seem
- (*di)
- to
- aver
- have
- vinto.
- won
- ‘They seem to have won.’
- b.
- Sembra
- seems
- loro
- to.them
- *(di)
- to
- stare
- be
- vincendo.
- winning
- ‘It seems to them that they are winning.’
The problem here is that languages like Italian and French have a certain number of verbs that admit both a raising and a control reading (cf. section 3.2 below). The double reading is most clearly detectable with some attitude verbs (Ruwet 1972 and subsequent literature). Under the control reading in (a), the matrix subject is an attitude holder. This alternates with a raising reading in (b)-(c), as defined by the usual diagnostics (expletive subjects, idioms).
- (20)
- a.
- Gianni
- Gianni
- promette
- promises
- di
- to
- essere
- be
- bravo.
- good
- ‘Gianni promises to be good.’
- b.
- Promette
- promises
- di
- to
- far
- do
- bel
- nice
- tempo.
- whether
- ‘The weather promises to be nice.’
- c.
- Promettono
- promise
- di
- to
- esserci
- be.there
- degli
- some
- sviluppi
- developments
- interessanti
- interesting
- ‘Lit: There promise to be some interesting developments.’
- (21)
- a.
- Gianni
- Gianni
- minaccia
- threatens
- di
- to
- fare
- make
- causa.
- lawsuit
- ‘Gianni threatens to sue.’
- b.
- Minacciano
- threaten
- di
- to
- esserci
- be.there
- troppe
- too.many
- persone
- people
- alla
- at.the
- festa
- party
- ‘There is a threat of too many people being at the party.’
- c.
- Minaccia
- threatens
- di
- to
- piovere
- rain
- ‘There is a threat of rain.’
The point of interest for the present discussion is that verbs allowing raising and control have the same prepositional complementizer in both construals. The alternation between the presence or absence of a complementizer with ‘seem’ therefore is may be the exception rather than the rule.
Landau also observes that in some languages, OC complements count as propositional in Wurmbrand & Lohninger’s (2023) sense. Some examples are in (22); in the Romance languages the repertory of these propositional OC examples is quite large. Practically any attitude or communication verb that can take a finite complement (especially a subjunctive one) can take an infinitival control complement, cf. (23).
- (22)
- a.
- Mary claimed to be busy.
- b.
- Er
- he
- glaubt
- believes
- gewonnen
- won
- zu
- to
- haben.
- have
- Ger.
- ‘He believes he has won.’
- (23)
- a.
- Dice
- he.says
- di
- to
- aver
- have
- vinto.
- won
- ‘He says that he has won.’
- b.
- Sa
- he.knows
- di
- to
- aver
- have
- vinto.
- won
- ‘He knows that he has won.’
Landau argues that “whatever cartographic baggage is required for believe that… would also be required for believe to…” (2024a: 18). But this depends on endorsing a tenet of cartography which Culicover & Jackendoff (2005) call Uniformity – namely that the same meaning always corresponds to the same syntax. In the absence of a commitment to Uniformity, the evidence falls short of introducing a problem for FC theory (or the MTC).
In short, arguing against the FC theory of control on the basis of the phasal nature of the control complement requires more than pointing to the presence of (finite) complementizers. One must show that the same complementizers must be missing from raising contexts – and this is not verified in the languages quoted by Landau (2024a).5 On the contrary, as pointed out by Boeckx et al. (2010: 79), unification theories predict that a structure available for control should in principle be available for raising and vice versa – hence for instance that there is a parallel between the availability of finite control and of hyper-raising. This prediction does not follow under the TTC. The empirical discussion appears to be open at this point. Unification theories face a potential problem if we find a bona fide complementizer heading phasal and control CPs but excluded from raising complements. Vice versa, non-unification approaches must explain why structural correspondences between raising and control appear quite systematic, rather than merely coincidental.
3 Different classes of control verbs and dual control/raising verbs
In this section, I review a key generalization of the TTC, namely that attitude verbs are compatible with embedded lexical subjects since they select propositions, cf. (3)-(4) above – while non-attitude control verbs are not compatible with embedded lexical subjects because they select predicates, cf. (1)-(2) above. The challenge to FC theory is that it cannot individuate these two classes – but can only have recourse to a notion of transitivity (Chomsky 2021) which distinguishes between (attitude and non-attitude verbs) which do not assign Case to the embedded subject (try, hope) and attitude verbs that do, i.e. ECM verbs (expect).
In section 3.1, I observe that when non-attitude verbs embed a DP nominalization the constraint against propositional embedding is automatically satisfied. Nevertheless, the DP cannot have a subject disjoint in reference with that of the non-attitude verb. I conclude that there is a semantic constraint to this effect and that the TTC cannot dispense with it, weakening its claim to derive the properties of non-attitude verbs by the predication control hypothesis in (1)-(2). I point out that the TTC also must have recourse to some syntactic device such as transitivity to account for the difference between ECM and for-to attitude verbs.
In section 3.2, I take up verbs that have both a control and a raising construal. In unification theories control/raising alternations depend only on the removal of a matrix theta-role and are expected to be easily available. Vice versa they pose a challenge to the TTC since in current minimalist theory, raising presupposes a propositional embedding, which by construction should not be available to non-attitude verbs.
3.1 The attitude and non-attitude classes of control verbs
A challenge to FC theory concerns the distribution of lexical subjects in non-finite sentences – i.e. whether they alternate with control or not. The classical treatment of control/lexical subject alternations in generative syntax (Chomsky 1981; 1995) is in terms of Case. Therefore, what is being questioned is the interaction between the Copy relation and Case theory – or in the terms of Chomsky (2021) Transitivity (TR). The crucial examples are those in (24).
- (24)
- a.
- *John tried [Mary to win]
- b.
- John expected [Mary to win]
- c.
- John expected [John to win]
In order to account for the grammaticality of (24b-c), Chomsky assumes that the Copy relation applies optionally at Transfer.6 If it applies, control is obtained, as in (24c), otherwise the ECM/raising to object sentence in (24b) is derived. In turn, the contrast between (24a) and (24b) can be accounted for in terms of Case, assuming that expect assigns accusative Case (i.e. it is associated with a φ-probe entering Agree with the embedded subject) – while this is not so for try. Chomsky (2021) in fact seems to want to avoid Case, imputing to expect, but not to try, a Transitivity property. I will treat the two as essentially equivalent.
The first objection raised by Landau (2024a: 12) is that verbs like try do occur with overt accusative complements, as in Did you try our new infusion? More to the point, many of the relevant verbs, such as aspectuals, take event nominalizations, requiring syntactic transitivity, see (25b) vs. (25c).
- (25)
- a.
- John began to proofread his book.
- b.
- *John began his book to be proofread.
- c.
- John began the proofreading of his book.
In terms of Case, the contrast between (25c) and (25a-b) can be described as implying an alternation between a v including a φ-probe in (25c) and a v not including a φ-probe in (25a-b). Many such alternations are known: causatives/anticausative alternations, psych-verb alternations (The situation worries John vs. John worries at the situation), alternations between accusative and oblique objects (I forgot the milk/about the milk, cf. *I forgot the milk about the groceries). It is not unnatural to assume that verbs of the try/begin class are construed as transitive with DP complements, but are construed as intransitive, i.e. lacking accusative Case/a φ-probe, with sentential complements.
The possibility of ECM in complements of verb like expect in (24b-c) is attributed to the fact that the matrix verb keeps transitive/accusative properties (a probe on v) when embedding an IP. We may further assume that some verbs, in addition to IP complements, take for-to infinitives, i.e. full CP complements, as seen in (26b) with hope.
- (26)
- a.
- John hopes to win the race.
- b.
- John hopes *(for) Mary to win the race.
The assumptions needed to account for English control/lexical subject alternations in English are schematized in Table 1. The non-transitive/non-accusative nature of try (begin, etc.) or hope (decide, etc.) accounts for the obligatoriness of control in their IP complements. In turn, try and hope differ because hope but not try takes CP complements, namely for-to ones. Both these classes contrast with ECM verbs (expect, want etc.) several of which also select for-to complements.
Table 1: Classification of verb classes taking infinitival control complements.
| IPInf | CPInf (for-to) | |
| Accusative v | expect | expect |
| Non-accusative v | hope/try | hope/*try |
Even if the assumptions in Table 1 can be made to hold, they are rather stipulative and complex. Landau argues that a simpler, more explanatory account is provided by the TTC. As outlined in section 1, the TTC divides the domain of control predicates into attitude and non-attitude predicates. According to Landau, the correct generalization concerning lexical subjects in non-finite clauses is based on these two classes, as in (27).
- (27)
- Complements of attitude predicates may allow lexical subjects; complements of non-attitude predicates never allow lexical subjects (Landau 2024a)
In Landau’s terms the second part of (27) follows from semantic compositionality, since a lexical subject would turn the complement into a proposition, while a non-attitude verb requires a property as a complement (Landau 2024a: 15). In other words, a semantic constraint excludes (24a). Vice versa, attitude verbs, which undergo logophoric control, not predication control, are free to take lexical subjects, as stated in the first part of the generalization.
Furthermore, Landau points out that the complex picture presented by English infinitives is considerably simplified, in the same language, if instead of infinitival complements we consider gerunds – which freely alternate between empty and overt subjects. The assumption is that lexical subjects are licensed internally to the gerund. The data in (28) show that attitude verbs alternate between control and lexical subjects, while non-attitude verbs only allow control.
- (28)
- a.
- Sue imagined/feared (Paul) taking the exam.
- b.
- Sue began/tried (*Paul) taking the exam.
From the point of view of explanatory adequacy, Landau argues that in his account “we do understand the obligatoriness of control with the entire class of non-attitude predicates” (p. 16). He is referring to the fact that in his account there is a one-to-one mapping between the semantic class of non-attitude verbs and predication control. Unification theories cannot mimic the TTC’s results in this respect. In unification theories, obligatory control corresponds to IP complementation and lack of accusative Case both for attitude and non-attitude predicate – and in fact also for raising to subject. What is more, from an empirical point of view, gerunds are a good argument that (27), and in particular the impossibility of lexical subjects with non-attitude verbs, holds independently of Case/transitivity. Under the TTC gerunds and infinitives are predicted to pattern alike under (27). Under FC theory gerunds cannot be accounted for, given the irrelevance of Transitivity/accusativity in the sense of Table 1.
Now, the Romance languages lack gerunds of the English type. Rather, infinitival sentences alternate with event nominals with those control verbs that take a DP object. We observe that with non-attitude predicates, event nominals require coreference of their subject with the matrix subject, as in (29). This is not true with attitude predicates, as in (30).
- (29)
- a.
- Gianni
- Gianni
- ha
- has
- tentato/fallito
- attempted/failed
- la
- the
- (*mia)
- (my)
- fuga
- escape
- dalla
- from.the
- prigione
- prison
- ‘Gianni tried/failed his/*my escape from prison’
- b.
- L’aviazione
- the air-force
- ha
- has
- smesso
- ceased
- il
- the
- suo/*nostro
- its/our
- bombardamento
- bombardment
- di
- of
- Roma
- Rome
- ‘The air force ceased its/our bombardment of Rome’
- c.
- Questo
- this
- ha
- has
- indotto/forzato
- led/forced
- Gianni
- Gianni
- al
- to.the
- (*nostro)
- (our)
- furto
- theft
- del
- of.the
- quadro
- picture
- ‘This led/forced Gianni (*for us) to steal the picture’
- (30)
- Gianni
- Gianni
- si
- self
- aspetta/immagina/teme
- expects/imagines/fears
- la
- the
- mia
- my
- fuga/
- escape/
- la
- the
- loro
- their
- invasione
- invasion
- dell’Ucraina
- of.the Ukraine
- ‘Gianni expects/imagines/fears my escape/their invasion of Ukraine’
As far as I can tell, English follows the same patterns as Italian (i.e. one can attempt one’s own escape but not somebody else’s – and one cannot force John to my breaking the law. In any event, Italian suffices for my argument.7
The fact that the subject of the embedded event DP in (29) must be interpreted as controlled by the subject of the non-attitude verb does not follow under the TTC any more than under FC theory. For, a DP complement does not denote a proposition (a truth-value) independently of whether it has a controlled subject or not. In other words, an embedded DP satisfies non-propositional complementation in any case (as acknowledged by Landau 2024a: n. 9). Hence non-propositional complementation is not sufficient to ensure the correct construal of event nominalizations under non-attitude verbs. It follows that the effects in (29) must have a different source from non-propositional selection also in the TTC. An alternative is a meaning postulate, in the sense of Chierchia (1984: 308). Following ideas of Montague, Chierchia proposes that the proposition John tries to run away entails that John runs away (if John’s attempt succeeds). This entailment is expressed by a meaning postulate, which as Chierchia says, is part of the metaphysics (or underlying ontology) of a language.8
Going back to FC theory, the weakness of the system outlined in Table 1 is that no ECM or for-to is possible just with those matrix verbs that do not allow that-clauses or gerunds with overt subjects. The meaning postulate provides an independent reason why this is so. In Table 2, I set the Transitivity parameter at the negative value for the try-class, because the meaning postulate does not block the case in which an embedded lexical subject is anaphoric to a matrix controller (e.g. *John attempted himself to be the winner vs. John expected himself to be the winner).9
Table 2: Classification of verb classes taking infinitival control complements.
| No meaning postulate | meaning postulate | |
| Accusative v | expect | |
| Non-accusative v | hope | try |
In short, I propose that a semantic constraint on non-attitude verbs (a meaning postulate, or whatever turns out to be appropriate), forces obligatory coreference of the embedded subject with a designated matrix argument, even in the absence of syntactic control. This constraint is motivated in particular by nominalization data. I argue that in this respect, the TTC faces the same issues as FC theory, since nominals are outside the TTC’s predicate/proposition selection mechanism.10
3.2 Dual control/raising verbs
As we saw in the previous section, a core conceptual difference between unification and non-unification approaches to control is that in non-unification analyses, and specifically under the TTC, raising and control verbs have two different structures. By contrast, for unification theories, raising and control have the same derived structure (and for the MTC even the same derivation) modulo the distribution of theta-roles. Specifically, for Chomsky (2021: 20) the Markovian property of derivations means that “the [derivational] history is not preserved in the current state” – in other words the Copy relation is indifferent to the derivation and only the theta-calculus distinguishes raising and control interpretations of Copy pairs.
Various verbs are classically taken by the literature to alternate control and raising readings, as illustrated with threaten and promise in (20)-(21) above (cf. Ruwet 1972). Another example are modal verbs, which in the Romance languages are main verbs, taking infinitival complements. It may be assumed that the root meaning corresponds to a control structure (two theta-roles), and the epistemic meaning to a raising structure (one theta-role), cf. (31).
- (31)
- a.
- Gianni
- Gianni
- deve
- must
- berlo.
- drink.it
- (Root, obligation)
- ‘Gianni must drink it.’
- b.
- Deve
- must
- esserci
- be.there
- un
- a
- problema/esser
- problem/be
- piovuto.
- rained
- (Epistemic)
- ‘There must be a problem/it must have rained.’
If we take Landau’s (2024b) list of predication control verbs in (2) at face value, the double construal (control and raising) equally affects aspectual verbs, since they all uncontroversially have raising contruals (embedded weather verbs, existentials, etc). If anything, the question may be raised whether they also have control (see below). Some implicative verbs, e.g. manage, pass the test of synonymy under passive with inanimate subject (raising construal), as in (33), though not necessarily with animate subjects (control construal), as in (32).11
- (32)
- a.
- Gianni
- Gianni
- non
- not
- ce l’ha
- has
- fatta
- managed
- ad
- to
- assumere
- hire
- Maria
- Maria
- ‘Gianni didn’t manage to hire Maria.’
- b.
- Maria
- Maria
- non
- not
- ce l’ha
- has
- fatta
- managed
- a
- to
- essere
- be
- assunta
- hired
- da
- by
- Gianni
- Gianni
- ‘Maria didn’t manage to be hired by Gianni.’
- (33)
- a.
- Non
- not
- ce la fa
- manages
- a
- to
- piovere
- rain
- ‘I won’t (manage to) rain.’
- b.
- Ce la fa,
- manages
- il
- the
- computer,
- computer
- a
- to
- eseguire
- execute
- questo
- this
- programma?
- program
- ‘Will the computer (manage to) execute this program?’
- c.
- ?Ce la fa,
- manages
- questo
- this
- programma,
- program
- a
- to
- essere
- be
- eseguito
- executed
- dal
- by the
- computer?
- computer
- ‘Will this program (manage to) be executed by the computer?’
A control verb that does not seem to admit a raising reading, i.e. stubbornly imposes selection restrictions on subjects, is want as in example (34) from Cinque (2006). However, examples like (35a) are perfectly idiomatic, even though stains do not have desires, intentions or other mental states implied by control ‘want’. The meaning of (35a) is a sort of future ‘This stain will not go away’, best accessed in the presence of a negation.12 The contrast between (34) and (35a) may be due to the fact that (34) embeds a stative verb, making the reading just indicated for (35a) difficult to coerce. As for other raising tests, meteorological verbs are acceptable. Idioms are already degraded. Under a reasonably conservative construal of these facts, then, a raising reading can be coerced for Italian want, to a limited extent.
- (34)
- *La
- the
- casa
- house
- gli
- to.him
- voleva
- wanted
- appartenere.
- belong
- ‘(Lit.) The house wanted to belong to him.’
- (35)
- a.
- Questa
- this
- macchia
- stain
- non
- not
- vuole
- wants
- andar
- go
- via.
- away
- ‘(Lit.) This stain doesn’t want to disappear.’
- b.
- Quest’
- this
- anno
- year
- non
- not
- vuole
- wants
- piovere.
- rain
- ‘(Lit.) This year, it doesn’t want to rain’
- c.
- ?*Non
- not
- vuole
- wants
- esser
- be
- data
- given
- retta
- heed
- alla
- to.the
- gente
- people
- ‘(Lit.) Heed doesn’t want to be given to people’
I take the data in (20)-(21) and in (31)-(35) to show that there is a partially productive phenomenon of raising and control coexisting as complements of the same verb. The literature on this phenomenon is mostly interested in restructuring predicates (in the sense of Rizzi 1982); restructuring is however orthogonal to the present discussion. Zubizarreta (1982) considers the root/epistemic ambiguity of modals, concluding that all modals are raising verbs which assign no theta-role to their subject (p. 164). She argues that the root meaning comes about because the subject is assigned what Zubizarreta calls an adjunct theta-role (p. 133), akin to the roles assigned by secondary predicates. She also takes the adjunct theta-role to characterize the control reading of other alternating verbs like menacer ‘threaten’, promettre ‘promise’ (p. 84). Cinque (2006) treats all verbs that display any raising properties, including modals, aspectuals and implicatives, as pure raising verbs. Nevertheless, he still resorts to the adjunct theta-roles of Zubizarreta or some equivalent notion (Cinque 2006: 29), to characterize the stubborn control properties of want and also of motion verbs.13 The fact that Cinque (2006) is invoked by subsequent literature, e.g. Amato (2024), to justify a uniform raising treatment of all restructuring verbs, therefore overlooks a part of his discussion.14
Under unification theories we actually expect to find that raising and control coexist as complements of the same verb – or in any event we can easily accommodate this fact, without introducing new constructs into the theory. In particular, with attitude verbs the possibility or not of a control/raising alternation depends simply on whether the attitude holder role can be cancelled out or not, allowing or preventing raising readings. In general, the possibility of projecting an External Argument or not yields the control/raising alternation – crucially without any other structural changes. A class of pure raising verbs (happen) resist any alternation, because they are lexically characterized by the lack of a theta-role. However, control verbs are potentially ambiguous with raising. Though not all control verbs admit a raising frame, or can be coerced into it to some extent, the phenomenon is productive enough not to be dismissed as mere lexical idiosyncrasy.
The same alternations raise questions for the TTC, specifically as they apply to non-attitude verbs. Suppose we take Landau’s (2024b) list of predication control verbs at face value, and therefore modal/aspectual/implicative verbs have a predication frame. The availability of these control predicates to raising forces them to have an alternative selection frame triggering raising. But this in turn means that non-attitude control verbs (in the absence of restructuring, e.g. in English) must take a propositional complement, since raising has a propositional source in current theories. Hence non-propositional embedding cannot in fact be forced for the class of non-attitude verbs – and the generalization in (27) can no longer be derived from the fact that non-attitude predicates take non-propositional complement.
An obvious alternative route is offered by the Cinquean line of literature briefly reviewed above, under which any verb that has some raising behavior is a raising verb (and therefore the list of non-attitude control verbs in (2) must be radically revised). However, the control/raising divide, that the Cinquean approch eliminates in favor of raising, seems to me to be somehow reintroduced in the form of adjunct theta-roles or equivalent semantic constraints. In unification theories, as we just saw, control and raising can be simply differentiated by assigning or removing an ordinary theta-role.
4 A lethal overgeneration?
An argument presented by Landau (2024a) as lethal to FC theory (and to the MTC, not considered here) concerns the application of movement to the subject of control structures. The argument is central to Landau’s critical stance on unification theories. It seems to me that the difficult examples concern the passivization of attitude verbs. My attempt here will be to block them with some adequate stipulation about (impersonal) passive.
The question raised by Landau concerns sentences like (36), with the derivation indicated. In (36) the matrix control verb is passivized and the embedded subject is raised across IP to the matrix subject position. The derivation does not violate Duality of Semantics since the external argument theta-role is not assigned or assigned to an oblique agent. Locality is also satisfied in (36), since FC theory requires control complements to be non-phasal, like raising complements (see section 2).
- (36)
- a.
- b.
The interpretation is also unproblematic; the intended meaning is the same as in an impersonal passive (Pitteroff & Schaefer 2019; Reed 2020), along the lines of (37).
- (37)
- a.
- It was hoped (for John) to win the game.
- b.
- It was decided (for John) to apologize to Mary.
Raising across a passive is not excluded in principle either. The accusative subject of ECM sentences can be passivized across the matrix verb, as in (38).
- (38)
- John was expected to apologize to Mary
I propose excluding from the present discussion non-attitude verbs of the try-class. In section 3.1 these have been associated with a meaning postulate, requiring their external argument to be coreferential with the subject of their complement. This is sufficient to exclude derivations like (39), similar to (36) except that a non-attitude verb is involved.15 For the TTC, non-attitude verbs select predicative (non-propositional) complements; therefore, a trace in the embedded subject position is excluded, in that it implies that the complement is a proposition. In present terms, the raising derivation of (39) does not satisfy the meaning postulate associated with try, under which the embedded subject is controlled by the matrix external argument.
- (39)
- *John was tried [John to win]
Going back to (36), let me mention briefly what Landau (2024a) proposes within the TTC, namely that the complementizer of logophoric control sentences, i.e. C+log in (3), selects for author/addressee, so that merger of a lexical NP violates s-selection restrictions. This line of explanation is of course not open here, because the hope/decide class does not require CP complementation. Comparison between the well-formed passive of expect-type verbs in (38) and the illformed passive of hope/decide-type verbs in (37) suggests that the transitivity/accusativity property discussed in section 3.1 is again relevant. The latter property characterizes verbs taking ECM complements, e.g. expect, but not verbs of the hope/decide class, see Table 2. At the same time, the prohibition against the passivization of control hope/decide does not hold of impersonal passives, as in (37).
Now, in generative grammar passive is a derivative notion. The various components of passive (morphological marking, external argument demotion, object promotion) can occur independently of one another and combine freely (Legate et al. 2020; Legate 2021 and references quoted there). The presence of morphological marking and demotion of the external argument yield what we call an impersonal passive. Promotion of an embedded argument to subject yields what we may call a personal passive. The generalization suggested above that transitivity is necessary for passive, can be refined as follows: the promotion component of passive is possible with verbs that have the transitivity property, e.g. ECM verbs in (38) – and impossible with hope/decide verbs because they lack the transitivity property.
The derivation of personal passives with transitive verbs can proceed in the standard way. Periphrastic passive morphology is associated with demotion of the External Argument (EA) and suppression of accusative Case. These descriptive properties are formalized as in (40b) – namely the EA is associated with inherent oblique Case (or eventually left implicit), while the φ-probe identified with Transitivity/accusativity in section 3.1 is neutralized by setting its values to Ø. Further to the application of passive, the object is within the search space of I, agrees with its φ-features, and raises to subject position, as (40a).
- (40)
- a.
- b.
- VoicePassive :
- EA → oblique
- uφ → Øφ
By hypothesis, impersonal passive results from the absence of transitivity, i.e. a φ-probe on v. In the simple case, illustrated in (41), it is sufficient to assume that the EA is demoted, while no φ-probe gets neutralized, since none is present on v. The φ-features of I find no goal and the probe on I is set to default values.16
- (41)
- [IP it wasuφ [vP VoicePassive [vP danced all night ] ]]
However, precisely in the cases in (36), cf. (42) below, the embedded infinitival subject is in the search domain of I. Landau’s question is what prevents it from being promoted to subject of the matrix sentence. I propose to obtain this result by assuming that both operations described in (40b) are obligatory. Therefore in the absence of a v-probe (i.e. with unergative verbs), passive neutralizes the I-probe.17 If so, (36a) is ungrammatical because the embedded subject cannot be probed by I, which has been sent to Ø, cf. (42). Hence it cannot be raised, ultimately violating the Case Filter.18
- (42)
Another potential problem mentioned by Landau (2024a) is the impossibility of A’-movement from the subject position of the hope/decide complement as in (43).
- (43)
- *Who did you hope [who to win]?
In order to exclude (43) it is sufficient to appeal to the Case Filter, i.e. the requirement that only NPs whose Case has been checked (i.e. whose φ-features have valued those of a phase head) can be externalized. The lack of transitivity/accusativity on hope in (43) means that who cannot be assigned Case in situ and cannot therefore be externalized.
In short, I propose blocking raising across a passivized control verb by enriching the set of operations associated with passive (though see n. 17). When passive morphology is associated with an intransitive verb, it cannot suppress the v-probe (corresponding to the transitivity/accusativity property). Rather, it suppresses the next probe up namely the I-probe. Therefore, even if a candidate for promotion is present, as in Landau’s examples in (36), none is possible.
5 Partial control
A further difficulty raised by Landau (2024a) for FC theory concerns partial control (PC). This is the phenomenon whereby the empty subject of control complements can be interpreted as including the controller, rather than as identical to the controller. Section 5.1 presents the data and current analyses, including the Comitative analysis developed by proponents of MTC and the subject pronoun deletion idea sketched by Chomsky et al. (2023). In section 5.2 I tentatively use silent comitatives as a basis to answer some of the issues raised by Landau, including the key questions why in a unification theory there should be partial control but not partial raising. My focus is on the latter, as throughout this article, not on PC per se. The question as to the availability of PC with attitude control, but not with non-attitude control is answered by the semantic constraint proposed in section 3.1.
5.1 The state of the question
A typical example of partial control is (44a) where the matrix controller is singular, but the embedded verb requires a plural subject. The sentence is well-formed, if the embedded subject is interpreted as a set including the matrix subject as well as the speaker or other individuals. Attitude verbs allow this reading, but non-attitude verbs yield degraded results as in (44b).
- (44)
- a.
- Johni arranged to meet at noon (*without himi).
- b.
- *John managed to meet at noon.
Apart from the usual attitude/non-attitude divide, on which I simply refer the reader to section 3.1, a more important reason why Landau raises the partial control matter is that, as he puts it, there is no partial raising, cf. (45). Under FC theory, Transfer sees a Copy pair, not a history of derivation. So we need to clarify why the lower member of the Copy pair can be understood as a plural (the subject plus some associated individual) in control but not in raising.
- (45)
- *The chair appeared [the chair to be gathering once a week]
The interpretation involved in PC (i.e. the subject plus a set of associates) is not available in main/finite clauses either, cf. (46a). This is subject to crosslinguistic variation. In (46b) I illustrate associative agreement with an Italo-Romance variety (from Silvestri forthcoming). In (47) the singular verb agrees with a plural verb via the associative interpretation (Rita + Rita’s set).19 Standard Italian patterns with English (see (58) below).
- (46)
- a.
- *The chair met at 6
- b.
- Rita
- Rita
- vanə
- go(3Pl)
- a
- to
- mmarə
- sea
- Calabrian
- ‘Rita and her set (family, friends, etc.) go to the seaside’
Landau (2016) further argues that in English the mismatch involved in PC is semantic (singular controller, semantically plural predicate); the presence of a morphological plural makes the sentence ungrammatical as in (47a). A fortiori, a person mismatch is impossible, as in (47b).
- (47)
- a.
- He’s willing to work together/*become partners
- b.
- Arthur intended to study together/*by ourselves
Nevertheless, grammatical mismatches are possible in other languages, in particular in the Romance languages (Sheehan 2014). In Italian, for instance, overtly plural floating quantifiers can be embedded in PC complements, cf. (48a). Furthermore, person mismatch is also possible, cf. (48b), though somewhat marginal, or perhaps just colloquial. The acceptability of (48b) tends to exclude that person mismatch have anything to do with inflected infinitives, with which it has previously been observed in Portuguese (Sheehan 2018).
- (48)
- a.
- Dani
- Dani
- decise
- decided
- di
- to
- viaggiare
- travel
- tutti
- all(Pl)
- insieme.
- together
- ‘Dani decided to travell together.’
- b.
- Il
- the
- presidente
- president
- decise
- decided
- di
- to
- alzarsi/alzarci
- rise(3Refl)/rise(1Pl.Refl)
- tutti
- all(Pl)
- in
- on
- piedi.
- feet
- ‘The president decided for all of us to get to our feet.’
An account of partial control that has been proposed within the MTC, the Covert Comitative analysis (Boeckx et al. 2010: 185; Sheehan 2014 for the Romance languages), holds that examples like (49) are well-formed to the extent that they contain a silent comitative.20
- (49)
- The chair hoped [the chair to meet procomitative at 6].
The main problem with this account is that it must be constrained to apply only in control clauses embedded under attitude verbs. Apart from the fact that this is stipulative, it is not entirely clear what the scope of the stipulation is. Certainly, in order to allow (49) but not (46) we must assume that for some reason comitatives can be silent in control but not elsewhere. It turns out however that (46) does not improve if the comitative is overt. For instance, in Italian it is impossible to have associative agreement of the Calabrian type and introducing an overt comitative is no help, cf. (50).
- (50)
- a.
- *Io
- I
- andiamo
- go(1Pl)
- al
- to.the
- mare
- sea
- (con
- (with
- la
- the
- mia
- my
- famiglia)
- family)
- ‘I go to the sea (with my family)’
- b.
- *Gianni
- Gianni
- investono
- invest(3Pl)
- in
- in
- immobili
- real-estate
- (con
- (with
- suo
- his
- fratello)
- brother)
- ‘Gianni invests in real estate (with his brother)’
Let me then present some new data, which I do not find in the literature on associative agreement (or Romance ‘un-agreement’). Italian allows a singular subject with an added comitative (also in the singular) to agree in the plural in examples like (51). The examples are colloquial, but strongly contrast with (50). Examples like (51) show that in Italian associative agreement is licensed by a comitative construed with the sentential subject, whose interpretation is akin to that of a coordination.
- (51)
- a.
- Io
- I
- con
- with
- la
- the
- mia
- my
- famiglia
- family
- vado/?andiamo
- go(1Sg)/go(1Pl)
- al
- to.the
- mare
- sea
- ‘I and my family are going to the sea’
- b.
- Gianni
- Gianni
- con
- with
- suo
- his
- fratello
- brother
- investe/?investono
- invest(3Sg)/invest(3Pl)
- in
- in
- immobili
- real-estate
- ‘Gianni and his brother invest in real estate’
The comitative forms a constituent with the DP, as shown for instance by (52a). The comitative inside the DP can furthermore cooccur with a comitative adjunct, as in (52b).
- (52)
- a.
- Siamo
- are(1Pl)
- io
- I
- ?con/e
- with/and
- mia
- my
- moglie
- wife
- che
- that
- veniamo
- come
- alla
- to.the
- festa
- party
- ‘It’s me and my wife who will come to the party’
- b.
- Io
- I
- ?con/e
- with/and
- il
- the
- mio
- my
- team
- team
- facciamo
- do(1Pl)
- sempre
- always
- attività
- activity
- di
- of
- laboratorio
- laboratory
- con
- with
- i
- the
- nostri
- our
- studenti
- students
- ‘My team and I always do laboratory work with our students’
In short, there is some support for the licencing of grammatical plurals via overt comitative modifiers independently of control. The stipulation as to the fact that covert comitatives are restricted to controlled subjects is uneliminable.
Landau’s (2016) proposal is to reduce PC to associative agreement. His analysis assumes the existence of an Associative Morpheme (AM). In English partial control, he assumes that AM is adjoined to v where the function of this morpheme is to expand the subject argument of the predicate to a group (Landau 2016: 97). This licenses semantically plural predicates like meet on the LF branch of grammar. In other languages, like Italian here, PC is compatible with syntactic agreement of AM, given that semantic and morphological agreement are matched. As far as I can tell, the fact that associative agreement does not apply in main or tensed sentences in English must be stipulated.
Landau (2015: 77) further argues that the TTC provides a straightforward answer as to why partial control is blocked with non-attitude OC verbs. Those take predicative complements, hence “predicative control cannot be partial because predication cannot be so”. However, I am not clear whether this can be derived in terms of the AM – in other words how to block the possibility an AM could be added to the vP of a predication control structure yielding PC with non-attitude verbs. Similarly, as for the impossibility of partial raising, I am unable to compute why an AM could not be associated with a vP whose subject undergoes raising.
Finally, Chomsky et al. (2023) mention an account for partial control based on deletion of an embedded for-DP phrase – possible in (53a) but not in (53b).
- (53)
- a.
- John arranged for us to meet at noon (including John)
- b.
- ??John managed for us to meet at noon (including John)
Following this line of explanation, the challenge as to why there is partial control but not partial raising would disappear, since of course there is no source comparable to (53b) for a raising sentence. However, Landau (2024a) gives various arguments against the approach in (53). In particular, he points out that any reasonable construal of Recoverability of Deletion, i.e. deletion under Identity, will disallow deriving (44) from (50).
Other problems are that it is not necessary for a verb to take a for-to complement for it to allow PC – and anyway for-DP subjects are a feature of English not found in many languages, which nevertheless have partial control with the same properties as English. The Romance languages are a case in point, see (48). The third point made by Landau is that languages where the PC subject triggers grammatical plurality, e.g. Italian in (48), may not be problematic for a deletion account; however the licensing of semantic and not of morphological plurality in English (47) requires an explanation. Fourth, one must ensure that the pronominal subject being deleted includes the controller in its reference, since subjects of for-to clauses can be disjoint in reference with the matrix subject. Lastly, Landau points out that partial control shares with OC the bound variable reading of the controllee. Thus, John arranged to meet at noon and Peter did too only has the sloppy reading of the second conjunct. If deletion of a pronoun was involved, we would expect a different semantics, in particular strict identity in the second conjunct. These various points are addressed (as potentially relevant to any account of PC) at the end of section 5.2.
5.2 PC under FC theory
I will adopt silent comitatives which are the best developed tool within a unification framework. The main challenge for unification theories is to derive that while there is partial control, there is no partial raising. Under FC theory, Transfer sees a Copy pair, not a history of derivation. So we need to clarify why the lower member of the pair can be construed with a silent comitative in control but not in raising. The only possible answer lies precisely in derivation history, since under FC theory, raising undergoes an IM derivation, but not control.
Examples like (51) suggest that the silent comitative is to be construed with the sentential subject, whose interpretation is akin to that of a coordination. Now, raising out of a coordination is impossible because of the Coordinate Structure Constraint (CSC), see for instance (54a). Similarly, in (54b) if the comitative is an NP adjunct the target of IM is a non-constituent, cf. (54c). For practical reasons, I run the derivations below on English examples, though (54b) is really an English rendering of Italian.
- (54)
- a.
- *The chair was expected [ the chair and his team to meet]
- b.
- *The chair was expected [the chair with his team to meet]
- c.
- [the [chair [with his team]]]
I suggest that the raising example in (55) including a covert comitative is impossible for the same reason as (54), namely a violation of the CSC or structure dependency, as applied to IM.
- (55)
- *The chair was expected [[the chair procomitative] to meet]
If raising in (55) is blocked by a derivational constraint, holding of IM, we do not expect it to hold of Copy environments not created by IM, such as control. We may therefore expect partial control to be possible, even though partial raising is not. Let’s consider how this may work concretely. We immediately hit the problem that it is impossible to strand an overt comitative under Copy, for example in (56). Recall that control depends on independent EM of the controller and controllee – therefore nothing prevents the comitative adjunct to be merged in the lower and not in higher copy. Nevertheless, deleting the lower copy in the pair <the chair, the chair> is impossible. This means that deletion must also affect constituents (see for instance the analysis of fragments by Merchant 2004), blocking deletion of the non-constituent and accounting for (56).
- (56)
- *The chair hopes [[the chair with his team] to meet at 6]
Now, we get to the crucial point, namely why a silent/deleted comitative would make a difference with respect to the ungrammatical (56). By hypothesis, in this case the comitative is a pro, i.e. a pronoun that does undergo spell-out, i.e. it is technically deleted (see especially Saab 2009 for deletion as No Spell-Out).
- (57)
- The chair hopes [the chair procomitative ] to meet at 6
I propose that if deletion is a transfer operation, what the computation sees in (57) is a deleted constituent, namely the whole DP. The violation imputed to (62) therefore disappears since the whole constituent is not spell-out.
An obvious problem remains, namely why the empty comitative could not be moved to the matrix subject position or EM-ed there as in (58), voiding my preceding discussion of the grammaticality contrast between raising and control. The problem takes us back to the unresolved question why the associative or silent comitative reading is only compatible with infinitival subjects in the languages we are considering.
- (58)
- a.
- *The chair procomitative was expected [the chair procomitative] to meet at 6
- b.
- The chair procomitative hopes [the chair procomitative ] to meet at 6
Evidently, silent comitatives are only licensed in unprobed position. This restriction must be stipulated (for languages like English or Italian) – but this is true of alternative technology (namely the AM) as well, as far as I can see.
Let me turn to the other properties of PC mentioned at the end of section 5.1, as listed in Landau’s criticisms to Chomsky et al. (2023). First, there is the matter of PC being possible only with attitude verbs. On this I have nothing to add to the discussion of section 3. The impossibility of PC under non-attitude verbs must fall under the same meaning postulate as the impossibility of lexical subjects. Next, there are the semantic issues, basically ensuring that PC has a bound variable reading (of the controlled subset) and not a pronominal reading. As far as I can tell, as long as Copy applies, as it does in the derivation of (57), the bound variable reading of the controlled element is predicted, including obligatory sloppy identity.
We must then consider the English/Italian variation, with respect to whether overt plural agreement is possible, e.g. with floating quantifiers or with reflexives, as in Italian (48), or not, as in English (47). This variation seems to be connected with the fact the in Italian, comitative modification of the DP is sufficient to establish plural agreement with a finite verb, while this is not possible in English (cf. *I with my wife are going to the sea).21 In any event, in Italian comitative modification of DP yields a syntactic plural, covertly as in (48) or overtly as in (51). In English, comitative modification is licensed only as an interpretive phenomenon, hence only covertly and as reflected by semantic plurality phenomena. A different question is why this description would hold. Landau (2016) has an explanation, namely that Agree (as reflected by plural inflection) is a PF phenomenon and for this reason it is insensitive to the Associative Morpheme yielding PC in his terms. However, if we say that Agree at PF holds universally, then we are left with no principled reason why Italian is different. We could also postulate a major parameter (Agree in syntax in Italian and at PF in English). But in order to claim an explanatory advantage we would have to motivate this parameter independently (which has not been done, to my knowledge).
In conclusion, while generally the MTC and FC theory yield equivalent results, PC is a phenomenon with respect to which Landau may be right about the MTC – I do not see how to avoid partial raising if partial control is also movement. FC theory differentiates control and raising sufficiently to be able to see how the PC problem could be circumvented at least in principle. Important problems remain open for all accounts proposed in the literature, in particular the fact that associative agreement is not available (in many languages) with subjects of finite sentences.
6 Reconstruction
A final point of contention between classical and unification theories concerns reconstruction. This is the first point raised in Landau’s article, possibly being the most obvious one. Landau (2024a: 9) points out that reconstruction can take place in raising (59a) ameliorating Weak Crossover. However, this option is not possible with control (59b). This contrast is immediately accounted for under non-unification theories. The IM derivation of raising creates a lower copy which can be the interpreted copy under reconstruction. On the contrary, reconstruction is not possible into the controlled position, which is not a copy but a null pronoun. This explanation is of course not available under unification theories, since raising and control both involve a pair of copies (however derived), and are therefore indistinguishable under the interpretive (INT) procedure.
- (59)
- a.
- His1 parents seemed to every kid1 [his1 parents to be ready]
- b.
- *His1 parents said to every kid1 [PRO/his1 parents to be ready]
Chomsky (2024) suggests that differences in reconstruction reduce to theta-theory: the higher copy in raising lacks a theta role, so it reconstructs, while in control it has a theta role and therefore it does not reconstruct. However, Landau (2024: 9) points out that reconstruction is not obligatory. In (60) the existential quantifier someone can take wide or narrow scope with respect to likely, i.e., someone > likely or likely > someone, depending on whether it is interpreted in the higher or the lower position.
- (60)
- Someone from New York is likely to win the lottery this week.
Therefore, Landau suggests that Chomsky may have in mind a weaker analysis, namely that lack of theta-role allows a raised DP to reconstruct – or to quote Landau “X may take scope in any of its copy positions but not lower than the thematic one”. Landau’s argument is not that this cannot be stated within FC theory but rather that it does not follow from it, since the simplest hypothesis is that any copy can be target by reconstruction. Needless to say the desired result follows in unification approaches where there is no copy in the controlled position, just a (minimal) pronoun.
I will return below to how the raising/control asymmetry with respect to reconstruction can be implemented under FC theory. Before doing so, let me mention that there is literature calling into question the conclusion that no reconstruction effects are observed with control. Truswell (2013) argues that scope reconstruction is not excluded with control, for instance in (61). Scope inversion between a matrix subject and an embedded object is possible in (61a) where the matrix subject controls the embedded subject – and in (61b) where the matrix object controls the embedded subject. Example (61c) shows that scope inversion does not arise between a matrix subject and an embedded object in the absence of control. A natural interpretation of these data is that the controller is reconstructed in the controlled position in (61a-b) yielding sentence-internal scope inversion. No such reconstruction can take place in (61c), blocking scope inversion.
- (61)
- a.
- Someone tried to read every book in the library. (∃ > ∀, ∀ > ∃).
- b.
- Mary persuaded someone to read every book in the library. (∃ > ∀, %∀ > ∃)
- c.
- Someone persuaded Mary to read every book in the library. (∃ > ∀, *∀ > ∃)
Scope inversion shows trapping effects in the sense of May (1977), that is the position in which a constituent enters into binding relations determines the position in which it takes scope. This is illustrated in (62) with raising examples. In the absence of binding, scope inversion is possible, as in (62b). However, it is blocked in (62a) because of trapping – i.e. binding requirements make reconstruction into the subject of the embedded sentence impossible (whence the impossibility of scope inversion). If scope reconstruction is a property of control as well, we expect the same trapping effect to hold. Indeed in (62c) binding of himself by someone blocks (traps) scope reconstruction, hence scope inversion irrespectively of control or raising.
- (62)
- a.
- Two people seem to themselves to be dancing with every senator. (∃2 > ∀, *∀ > ∃2)
- b.
- Two people seem to be dancing with every senator. (∃2 > ∀, ∀ > ∃2)
- c.
- Someone promised himself to read every book on the reading list. (∃ > ∀, *∀ > ∃)
Truswell (2013: 63–64) proposes that both control and raising qualify as grammatical dependencies in the sense that there is “a unique, obligatory antecedent, which local c-commands the dependent”. Scope reconstruction characterizes both raising and control qua ‘grammatical dependencies’. Nothing prevents the relevant notion of grammatical dependency from being formulated within classical non-unification theories of raising and control, in fact Truswell himself adopts a movement vs. PRO account. The point however is that the notion of grammatical dependency must be specially defined for the purposes of scope reconstruction, apparently involving an irreducible disjunction of predication or movement, two completely different relations. Vice versa, the relevant notion need not be specially defined under unification theories; in particular, it coincides with the Copy relation.
Let us then go back to instances of reconstruction that do display a contrast between raising and control, namely those involving binding reconstruction. Recall that Landau’s object was that it follows from the trace/PRO distinction that the trace (qua copy) will reconstruct, but not PRO. One can state the correct distinction in terms of theta-roles, but this distinction does not follow from the theory. We may take as our empirical basis of discussion the example pair in (59) above. Let us begin with the raising example (59a) repeated in (63a). The locally identical constituents enter the Copy relation as in (63b); note that subscripts are just for ease of reference to the two copies – they are of course not referential indices. At Transfer, the Externalization (EXT) and Interpretive (INT) procedures split. I assume that at EXT the Copy pair is treated in the standard way, with deletion of the lower copy, as in (63c).
- (63)
- a.
- His parents seemed to every kid [his parents to be ready]
- b.
- Copy < his parents1, his parents2>
- c.
- EXT:
- his parents1
- his parents2
- (Deletion under Identity)
The reconstruction issue amounts to how the INT procedure works on the Copy pair in (63). There are two logical possibilities and both of them are observed. The first possibility is that INT treats the higher copy as the interpreted copy and the embedded copy as its bound variable. This possible construal by INT is indicated in (64a). If this option is taken, then the sentence is perfectly well-formed in the free reading of the pronoun his, but not in the coreferential reading (because of WCO). There is however a second possibility. As the higher copy at Transfer fills a non theta-position, nothing goes wrong in LF if that position remains empty. There is simply no LF condition that imposes to fill it (though there is no LF condition that prevents filling it either). Therefore, at LF a single copy survives in theta-position, as in (64b). This is the reconstruction option, licensing the bound reading of his. Similarly, Boeckx (2001: 528) takes reconstruction to be a kind of reverse of expletive replacement, since the raised argument is replaced by a zero expletive at LF.
- (64)
- a.
- INT1:
- [ the x: x his parents ]1
- [ x ]2
- b.
- INT2:
- [ Ø ]1
- [ the x: x his parents ]2
As far as I can tell, (64) simply operationalizes what everybody assumes in one form or another for raising reconstruction. The key question concerns control in (59b) and (65) below. Both the Copy relation and the EXT procedure mimic those reviewed for raising in (63).
- (65)
- a.
- His parents said to every kid [his parents to be ready]
- b.
- Copy < his parents1, his parents2 >
- c.
- EXT:
- his parents1
- his parents2
- (Deletion under Identity)
As part of the INT procedure, there is an interpretation available for the string in (65), namely one in which the lower copy is a bound variable of the higher one. Weak Crossover prevents the bound reading of the pronoun forcing its free reading in (66a) exactly as in (64a). Can we predict that (65) cannot have the reconstruction interpretation? I believe so, since it is simply impossible to leave the matrix subject position unrealized, as in (66b), because of the theta-criterion violation that would ensue.22
- (66)
- a.
- INT1:
- [ the x: x his parents ]1
- [ x ]2
- b.
- INT2:
- [ Ø ]1 ➔
- * by the Theta-criterion
- [ the x: x his parents ]2
Based on the discussion that precedes, Landau’s point concerning the impossibility for FC theory to have a principled account of the raising/control (binding) reconstruction contrast seems to me to be unmotivated. There is no need to state that no lowering from theta-position is possible under reconstruction – as assumed by Landau or indeed by Truswell. Rather, this follows from the fact that a theta position cannot be empty at LF.
What about scope reconstruction? Recall that this turns out to be possible in both raising and control environments. This suggests that relative scope facts, unlike binding, do not really depend on reconstruction in the sense discussed above. Truswell (2013: 64) states the relevant rule as follows: “A constituent may take scope from the position of a constituent to which it is related by a grammatical dependency” – where a grammatical dependency ranges over movement and control. Unification theories provide ready-made constructs to serve as a basis for this kind of scope interpretation, particularly the Copy pair (or the chain under the MTC). Therefore, the correct generalization seems to be that scope is read directly off Copy pairs, in other words any occurrence of a quantified DP is a possible scope position. It seems to me then that not only FC theory can adequately meet the reconstruction challenge – but in fact Landau’s argument can to some extent be turned against him, since the notion of ‘grammatical dependency’ encompassing movement chains and predication does not exist independently of scope interpretation.23
7 Conclusions
I have argued that unification theories of raising and control, and specifically Chomsky’s (2021; 2024) FC theory can account for the facts listed by Landau (2024a) in support of non-unification theories, specifically his TTC. I have reviewed issues relating to the presence of overt complementizers, to differences between attitude and non-attitude verbs, to passive, to partial control and to reconstruction. In some instances, I have argued that the evidence can to some extent even be turned against non-unification accounts, namely in all those cases where a parallelism can be shown to hold between raising and control (complementizers with raising complements. raising/control ambiguity of many verbs, scope reconstruction with both raising and control)
It seems to me that given the disputable balance of empirical evidence, the real discussion turns on issues of explanatory adequacy. Adjudicating such issues proves difficult, because the two approaches do not fully converge on what counts as a desirable explanation. As I have remarked, Landau insists on the transparency of the syntax/semantics interface. Thus, the fact that a dedicated syntax corresponds to the uniquely individuated class of non-attitude verbs is indicated as an explanatory advantage of the TTC. By contrast, what seems to me to be central to minimalism is modularity. Modularity seems to be received wisdom when it comes to the PHON interface – e.g. the syntax clearly ignores what a syllable is. But there is no reason why the same should not hold for the SEM interface. In this view, the fact that the semantics can unambiguously be read off the syntax, or conversely that the same semantics uniformly maps to the same syntax, is not necessarily an expected result – concretely, it far from obvious that predication is part of the notions syntax would manipulate.
In conclusion, there are important theoretical properties of the FC theory of control, such as its modular treatment of the interfaces, which make it well worth pursuing. Given the potential interest of the debate, it is important to remove preliminary obstacles, such as the empirical objections raised by Landau (2024a). In this perspective, I hope to have established that the FC theory of control does not incur any insuperable problem.
Abbreviations
Germanic and Romance languages are generally glossed by English words. Abbreviations used in the glosses are as follows: Inf= Infinitive; Pl = plural; Pst = Past; Refl = reflexive: Sg= singular; Sbj = Subjunctive.
Funding information
Work on this article was partially supported by a PRIN 2022 grant from MIUR (Ministero Università and Ricerca), Project title “An integrated approach to negation”, PI M. Rita Manzini.
Acknowledgements
I am grateful to three anonymous reviewers and to the editor Guido Vanden Wyngaerd for a helpful and constructive review process. Various ideas in this article were born in conversation with Anna Roussou and are also reflected in our joint work.
Competing interests
The author has no competing interests to declare.
Notes
- Logophoric binding, dealing with the referential binding of logophors (typically long-distance, not necessarily under c-command), should not be confused with the TTC-internal notion of logophoric obligatory control (constrained by Minimal Distance and c-command). [^]
- Landau (2013: 35) mentions that de se readings are obligatory in infinitival questions; similarly, logophors must be read de se (Charnavel 2020: 687). Furthermore, according to Landau (2013: 36) the empty subjects of infinitival interrogatives must have a sloppy identity reading under ellipsis. It seems to me however that strict identity is obligated at least with arbitrary control. Similarly, both sloppy and strict readings are possible for logophors according to Charnavel (2020). [^]
- Recourse to cartography is not necessary. In non-cartographic frameworks, C may be a phase head if it associated with feature set F and not a phase head if it lacks F. In the case of Swedish below, the relevant feature set F may simply be phi-features, so that finite att complements are phasal, while non-finite att complements are non-phasal. [^]
- Karimi’s conclusions may be too hasty since she considers only the ‘seem’ class of verbs, see the discussion of dual control/raising verbs below in the text. [^]
- The existence of a raising/control parallelism is relevant for another argument developed by Landau (2024a). He points out that the controllee is an overt pronoun in some languages (cf. Allottey & Paul 2023; Ostrove 2026), but never a full copy. Landau also mentions languages where PRO alternates with an overt pronoun (but not with a copy) under focus, e.g. Italian (i), where the pronoun is in the ordinary postverbal subject position (Belletti 2009). The same phenomenon of an overt embedded pronominal subject occurs with raising in (ii) (cf. Barbosa 2018 for Portuguese). An obvious treatment of the raising data is that the pronoun is a partial copy of the raised argument. The same treatment can then be extended to controlled pronouns.
- (i)
- Gianni
- Gianni
- decise
- decided
- di
- to
- andare
- go
- lui
- he
- al
- to.the
- mercato.
- market
- ‘Gianni decided to go to the market himself.’
[^]- (ii)
- Gianni
- Gianni
- sembra
- seems
- andare
- go
- lui
- he
- al
- to.the
- mercato.
- market
- ‘Gianni seems to go to the market personally.’
- Another logically possible account takes the Copy relation to be obligatory (Chomsky 2024). Here I chose to pursue the weaker alternative. [^]
- The unacceptability of the examples in (29) is to be imputed to grammar, not to extra-linguistic factors. For instance, terminative aspect in (29b) can equally be conveyed by causative stop/end, which do not require control of the embedded nominal (The general stopped our bombardment of the city). [^]
- Chierchia construes control complements as subjectless predicates and he needs the meaning postulate to derive the control interpretation. However, I see no reason why the semantic constraint represented by the meaning postulate should not be compatible with the syntax proposed here. In present terms, its task is to filter out syntactically possible instances of disjoint reference subjects (in gerunds, event nominals) with the relevant verbs. [^]
- Table 1 introduces a third parameter, namely whether a verb takes a for-to CP or not. This parameter still needs to be independently stated, since there are no clear ways of reducing it to other parameters. The meaning postulate is not sufficient to exclude for-to complements with non-attitude verbs since *John tried for himself to win would satisfy it (cf. the wellformed John preferred for himself to win) – unless perhaps the de se involved in control is stricter than that implied by reflexives (cf. Delfitto & Fiorin 2018). For attitude verbs, whether a verb does or does not take for-to appears to be strictly a matter of lexical selection, cf. also n.10. [^]
- It is worth recalling that a transitivity parameter (or some equivalent syntactic mechanism) along the lines of Table 2 is necessary under the TTC for attitude predicates – namely to distinguish between the hope class and the expect class. In fact, the generalization in (27) states that attitude verbs can embed lexical subjects, not how these are instantiated (ECM or for-to). [^]
- The closest verb to manage in Italian is a so-called pronominal verb in which a standard verb form (here fare ‘make’) is obligatorily associated with one or more non-referential clitics, here ce la (a locative and an accusative) – an idiom of sorts (cf. English to make it). The components of the expression are not separately glossed. [^]
- It is not irrelevant to mention that in several languages the exponent of future is etymologically connected to want, a fact generally accounted for by typologists in terms of “grammaticalization”. For instance, according to Heine (2018: 23), in Swahili want is ambiguous between the volitional and a future meaning, cf. (i).
In present terms, once the attitude holder role is removed, only the non-attitude (e.g. modal) components of the verb meaning are retained. Similarly, Traugott (1996) outlines a grammaticalization path for threaten and promise. [^]
- (i)
- Ni-
- 1.Sg-
- li-
- Pst-
- taka
- want
- ku-
- Inf-
- fa.
- die
- ‘I wanted to die.’/‘I was about to die.’
- Wurmbrand (2004) takes the more conservative route of distinguishing functional restructuring (no theta-role assigned, raising derivation), from lexical restructuring (external theta-role assigned, control derivation). [^]
- Specifically, Amato (2024) acknowledges that volere ‘want’ fails the crucial test of synonymy under passive (her n. 31), but without further discussion. Scope reconstruction of the subject below the modal is claimed for all modals (p. 111–112), but I assume it doesn’t hold for volere (e.g. Some senator from NY wants to win the elections is unambiguous). Motion verbs are studied in relation to the lack of auxiliary change, but without mentioning their control behaviors. The claim that modals are incompatible with long passives (p.110) goes against the evidence of Rizzi (1982: 16–17) and Burzio (1986: 322) concerning si passives. [^]
- This simplification was suggested by a reviewer.
A reviewer enquires why John in (39) could not be controlled by the demoted external argument. If I understand correctly, the derivation would be as in (i), where the two deleted copies are EM-ed, entering control, while the embedded subject moves to the matrix subject.
Let us assume that the syntactic derivation goes through. It seems to me that the derivation minimally fails at EXT, because by cannot be stranded by deletion of John nor is its own deletion licensed. [^]
- (i)
- [John was [by John tried [John to win]]].
- As pointed out by a reviewer, simple impersonal passives like It was danced are generally judged degraded. However, as reported by Pitteroff & Schäfer (2019), in French (which is otherwise similar to English), impersonal passives become acceptable as soon as a PP modifier is added, e.g. French Il a été debattu de la question ‘lit: It was discussed of the question’. Though Pitteroff & Schäfer do not provide English examples, a Google search for ‘it was discussed of’ yields several hits. Pitteroff & Schäfer furthermore conclude that the presence of a control infinitival improves acceptability for the same reasons as argument PPs (essentially the need for the expletive to have an associate). Therefore, I assume that the different acceptability of (37) and (42) in English (French etc.) is not due to the impersonal passive derivation – but to some extra restriction on these languages, possibly the same envisaged by Pitteroff & Schäfer. [^]
- This is a non-standard stipulation for periphrastic passives but corresponds to a standard approach to Romance se-passives and impersonals (Pescarini 2024 for a survey). According to D’Alessandro (2007), Roberts (2010), passive se takes (i) the EA role (resulting in the demotion of the EA to implicit argument) and (ii) the v-Case (with subsequent probing of the object by I and raising of the object to subject). Impersonal se, on the other hand, takes the EA role (with unergatives), and the I-Case. The latter are the assumptions made about the impersonal periphrastic passives in the text. A reviewer objects that impersonal passive and impersonal se are different, because impersonal se can cooccur with transitive and with accusative objects. As it turns out, however, impersonal se with transitives is excluded in most Romance languages (e.g. in Spanish, Romanian) and is only attested in some Italo-Romance varieties, including the standard (Pescarini 2018). Another issue raised by the reviewer is that Romance se impersonals occur with any intransitive verb – while periphrastic impersonals in English are more restricted, i.e. to control verbs and other unergatives with a suitable complement (see n. 16). In German or Dutch, however, impersonals extend to all unergatives (Pitteroff & Schäfer 2019) – and see Legate et al. (2020: 811) for a review of possible examples of passives with unaccusatives (in German itself, in Swedish). I would like to suggest therefore that periphrastic impersonals and se impersonals differ from one another wrt to parameters that also characterize each of these phenomena internally. [^]
- The expletive in (37a) need not enter Agree with I, but can be treated as a default externalization of the edge of IP under the null subject parameter. For maximum simplicity, I assume that all Is bear a phi-probe; the impossibility for non-finite I’s to assign nominative Case can depend for instance on their being defective probes. [^]
- The phenomenon is discussed by Silvestri under the heading of ‘un-agreement’ which is a term used in Romance linguistics for other types of non-canonical agreement (cf. Hoehn 2016). [^]
- According to Sheehan (2014; 2018) and to Pitteroff & Sheehan’s (2018) quantitative study of French, predicates that have an obligatorily plural subject (meet, gather, kiss, marry etc.) and furthermore have a comitative alternant (John and Mary met or John met with Mary) facilitate PC in Romance, motivating the comitative hypothesis for Romance languages, though not for English. I assume that silent comitatives are present in English as well, and that the difference between it and Romance must lie elsewhere, see section 5.2. This assumption would require more discussion than I can give it here. [^]
- This possible connection was suggested by a reviewer. [^]
- Intuitively, the contrast between (64b) and (66b) can be rendered by the naïve paraphrases It seems to every kid that his parents are ready vs. *It said to every kid that his parents are ready. [^]
- The problem reviewed in the text concerning the lack of a source for reconstruction is conceptually similar to another well-known problem, involving the en genitive clitic of French or its Italian counterpart ne. An embedded ne can be interpreted as modifying a matrix raised subject, but not a matrix controller, as shown by the seem/hope contrast in (i). If raising creates an embedded copy but control involves an embedded pronominal, the contrast can be explained by the fact that there is an embedded source for ne-cliticization in raising but not in control, as originally proposed by Ruwet (1972), cf. also Rooryck (1992).
Genitive ne is puzzlingly dissimilar from partitive ne (or en) which is always ungrammatical from subject position, as we expect if a clitic is to license the deletion of its source under c-command at Transfer (Belletti & Rizzi 1981; Cardinaletti & Giusti 2017).
- (i)
- Il
- the
- direttore
- director
- *spera
- hopes
- di/sembra
- to/seems
- esserne
- be.thereof
- confermato
- confirmed
- ‘Its director seems/hopes to be confirmed’
In part because this matter does not seem to be addressed by the literature, I prefer to leave the problem open here, acknowledging its importance. [^]- (ii)
- *Alcuni
- some
- ne
- of.them
- sono
- are
- confermati
- confirmed
- ‘Some of them are confirmed’
References
Allottey, Deborah & Paul, Ileana. 2023. Overt pro in Gã. Studies in African Linguistics 52(1). 103–124. DOI: http://doi.org/10.32473/sal.52.1and2.131241
Amato, Irene. 2024. Auxiliary selection in Italian restructuring. Syntax 27. 853–122. DOI: http://doi.org/10.1111/synt.12265
Barbosa, Pilar. 2018. Controlled overt pronouns as specificational predicates. In Santos, Ana Lúcia & Gonçalves, Anabela (eds.), Complement clauses in Portuguese: Syntax and acquisition, 129–186. Amsterdam: John Benjamins. DOI: http://doi.org/10.1075/ihll.17.05bar
Belletti, Adriana. 2009. Structures and strategies. London: Routledge.
Belletti, Adriana & Rizzi, Luigi. 1981. The syntax of ne: Some theoretical implications. The Linguistic Review 1. 117–154. DOI: http://doi.org/10.1515/tlir.1981.1.2.117
Boeckx, Cedric. 2001. Scope reconstruction and A-movement. Natural Language & Linguistic Theory 19(3). 503–548. https://www.jstor.org/stable/4048022.
Boeckx, Cedric & Hornstein, Norbert & Nunes, Jairo. 2010. Control as movement. Cambridge: Cambridge University Press. DOI: http://doi.org/10.1017/CBO9780511761997
Burzio, Luigi. 1986. Italian Syntax. Dordercht: Reidel. DOI: http://doi.org/10.1007/978-94-009-4522-7
Calabrese, Andrea. 1992. The lack of infinitival clauses in Salentino. In Läufer, Christiane & Morgan, Terrell (eds.), Theoretical Analyses in Romance Linguistics: Selected papers from the LSRL XIX, 267–294. Amsterdam: John Benjamins. DOI: http://doi.org/10.1075/cilt.74.19cal
Cardinaletti, Anna & Giusti, Giuliana. 2017. Quantified expressions and quantitative clitics. In Everaert, Martin & van Riemsdijk, Henk (eds.), The Wiley Blackwell Companion to syntax, 2nd Edition. Wiley. DOI: http://doi.org/10.1002/9781118358733.wbsyncom063
Charnavel, Isabelle. 2020. Logophoricity and locality: A view from French anaphors. Linguistic Inquiry 51. 671–723. DOI: http://doi.org/10.1162/ling_a_00349
Chierchia, Gennaro. 1984. Topics in the syntax and semantics of infinitives and gerunds. Amherst: University of Massachusetts dissertation.
Chomsky, Noam. 1981. Lectures on government and binding. Dordrecht: Foris.
Chomsky, Noam. 1982. Some concepts and consequences of the theory of government and binding. Cambridge, MA: The MIT Press.
Chomsky, Noam. 1995. The minimalist program. Cambridge, Mass: The MIT Press.
Chomsky, Noam. 2000. Minimalist inquiries: the framework. In Martin, Roger & Michaels, David & Uriagereka, Juan (eds.), Step by step: Essays on minimalist syntax in honor of Howard Lasnik, 89–155. Cambridge, MA: The MIT Press.
Chomsky, Noam. 2021. Minimalism: Where are we and where can we hope to go. Gengo Kenkyu 160. 1–41.
Chomsky, Noam. 2024. The miracle creed and SMT. In Greco, Matteo & Mocci, Davide (eds.), A Cartesian dream: A geometrical account of syntax in honor of A. Moro, 17–40. LingBuzz Press.
Chomsky, Noam & Seely, Daniel & Berwick, Robert & Fong, Sandiway & Huybregts, M. A. C. & Kitahara, Hisatsugu & McInnerney, Andrew & Sugimoto, Yushi. 2023. Merge and the Strong Minimalist Thesis. Cambridge: Cambridge University Press. DOI: http://doi.org/10.1017/9781009343244
Cinque, Guglielmo. 2006. Restructuring and functional heads. Oxford: Oxford University Press. DOI: http://doi.org/10.1093/oso/9780195179545.001.0001
Culicover, Peter & Jackendoff, Ray. 2005. Simpler syntax. Oxford: Oxford University Press. DOI: http://doi.org/10.1093/acprof:oso/9780199271092.001.0001
D’Alessandro, Roberta. 2007. Impersonal si constructions. Berlin: Mouton De Gruyter. DOI: http://doi.org/10.1515/9783110207514
Delfitto, Denis & Fiorin, Gaetano. 2018. Where syntax meets pragmatics: Varieties of de se and control structures. Intercultural Pragmatics 15(2). 161–190. DOI: http://doi.org/10.1515/ip-2018-0003
Heine, Bernd. 2018. Grammaticalization in Africa: Two contrasting hypotheses. In Narrog, Heiko & Heine, Bernd (eds.), Grammaticalization from a typological perspective, 16–34. Oxford: Oxford University Press. DOI: http://doi.org/10.1093/oso/9780198795841.003.0002
Hoehn, Georg. 2016. Unagreement is an illusion. Natural Language & Linguistic Theory 34(2). 543–592. DOI: http://doi.org/10.1007/s11049-015-9311-y
Hornstein, Norbert. 1999. Movement and control. Linguistic Inquiry 30. 69–96. DOI: http://doi.org/10.1162/002438999553968
Iatridou, Sabine. 1993. On nominative Case assignment and a few related things. In Phillips, Colin (ed.), Papers on Case and agreement II, 175–196. Cambridge, MA: MITWPL.
Karimi, Simin. 2018. Generative approaches to syntax. In Sedighi, Anousha & Shabani-Jadidi, Pouneh (eds.), The Oxford Handbook of Persian linguistics. Oxford: OUP. DOI: http://doi.org/10.1093/oxfordhb/9780198736745.013.7
Landau, Idan. 2003. Movement out of control. Linguistic Inquiry 34. 471–498. DOI: http://doi.org/10.1162/002438903322247560
Landau, Idan. 2004. The scale of finiteness and the calculus of control. Natural Language & Linguistic Theory 22. 811–877. DOI: http://doi.org/10.1007/s11049-004-4265-5
Landau, Idan. 2013. Control in generative grammar: A research companion. Cambridge: Cambridge University Press. DOI: http://doi.org/10.1017/CBO9781139061858
Landau, Idan. 2015. A two-tiered theory of control. Cambridge, MA: The MIT Press. DOI: http://doi.org/10.7551/mitpress/9780262028851.001.0001
Landau, Idan. 2016. Agreement at PF: an argument from partial control. Syntax 19. 79–109. DOI: http://doi.org/10.1111/synt.12118
Landau, Idan. 2024a. Empirical challenges to the Form-Copy theory of control. Glossa: a journal of general linguistics 9(1). DOI: http://doi.org/10.16995/glossa.16406
Landau, Idan. 2024b. Control. Cambridge: Cambridge University Press.
Legate, Julie Anne. 2021. Noncanonical passives: A typology of voices in an impoverished Universal Grammar. Annual Review of Linguistics 7. 157–76. DOI: http://doi.org/10.1146/annurev-linguistics-031920-114459
Legate, Julie Anne & Akkus, Faruk & Sereikaite, Milena & Ringe, Don. 2020. On passives of passives. Language 96(4). 771–818. DOI: http://doi.org/10.1353/lan.2020.0062
Manzini, M. Rita & Roussou, Anna. 2000. A minimalist approach to control and A-movement. Lingua 110. 409–447. DOI: http://doi.org/10.1016/S0024-3841(00)00006-1
Manzini, M. Rita & Roussou, Anna. 2025. Empty categories as Copy and No Transfer: Non-obligatory control and partial null subjects. In Baunaz, Lena & Bocci, Giuliano & Nevins, Andrew (eds.), The Ziggurat of grammar: In honor of Ur Shlonsky, 80–100. Amsterdam: John Benjamins. DOI: http://doi.org/10.1075/lfab.20.05man
Manzini, M. Rita & Savoia, Leonardo M. 2005. I dialetti italiani e romanci. Alessandria: Ed. dell’Orso.
May, Robert. 1977. The grammar of quantification. Cambridge, MA: MIT dissertation.
McFadden, Thomas & Sundaresan, Sandhya. 2018. Reducing pro and PRO to a single source. The Linguistic Review 35. 463–518. DOI: http://doi.org/10.1515/tlr-2018-0003
Merchant, Jason. 2004. Fragments and ellipsis. Linguistics & Philosophy 27. 661–738. DOI: http://doi.org/10.1007/s10988-005-7378-3
Moro, Andrea. 1997. The raising of predicates. Cambridge: Cambridge University Press.
Ostrove, Jason. 2026. Obligatorily overt PRO in San Martín Peras Mixtec. Linguistic Inquiry 57(1). 1–48. DOI: http://doi.org/10.1162/ling_a_00518
Pescarini, Diego. 2018. Parametrising arbitrary constructions. Probus 30(1). DOI: http://doi.org/10.1515/probus-2017-0005
Pescarini, Diego. 2024. SE constructions in the Romance languages. Oxford Research Encyclopedias. DOI: http://doi.org/10.1093/acrefore/9780199384655.013.658
Pitteroff, Marcel & Schäfer, Florian. 2019. Implicit control crosslinguistically. Language 95. 136–184. DOI: http://doi.org/10.1353/lan.2019.0016
Pitteroff, Marcel & Sheehan, Michelle. 2018. The case for fake partial control in French and German. In Hucklebridge, Sherry & Nelson, Max (eds.), NELS 48: Proceedings vol. 2, 245–258. Amherst, MA: GLSA Publications.
Reed, Lisa. 2020. On single and two-tiered approaches to control. Languages 2020, 5. 71. DOI: http://doi.org/10.3390/languages5040071
Rizzi, Luigi. 1982. Issues in Italian syntax. Dordrecht: Foris. DOI: http://doi.org/10.1515/9783110883718
Rizzi, Luigi. 1997. The fine structure of the left periphery. In Haegeman, Liliane (ed.), Elements of Grammar, 282–337. Dordrecht: Kluwer. DOI: http://doi.org/10.1007/978-94-011-5420-8_7
Roberts, Ian 2010. Agreement and head movement: Clitics, incorporation,and defective goals. Cambridge, MA: The MIT Press. DOI: http://doi.org/10.7551/mitpress/9780262014304.001.0001
Rooryck, Johan. 1992. On the distinction between raising and control. In Hirschbühler, Paul & Koerner, Konrad (eds.), Romance languages and modern linguistic theory, 225–250. Amsterdam: John Benjamins. DOI: http://doi.org/10.1075/cilt.91.16roo
Ruwet, Nicolas. 1972. Théorie Syntaxique et Syntaxe du Français. Paris: Editions du Seuil.
Saab, Andrés. 2009. Hacia una teoría de la identidad parcial en la elipsis. University of Buenos Aires dissertation.
Sheehan, Michelle. 2014. Partial control in Romance languages: The covert comitative analysis. In Lahousse, Karen & Marzo, Stefania (eds.), Romance Languages and Linguistic Theory 2012: Selected papers from ‘Going Romance’ Leuven 2012, 181–198. Amsterdam: John Benjamins. DOI: http://doi.org/10.1075/rllt.6.09she
Sheehan, Michelle. 2018. On the difference between exhaustive and partial control. In Cognola, Federica & Casalicchio, Jan (eds.), Null subjects in generative grammar: A synchronic and diachronic perspective, 141–170. Oxford: Oxford University Press.
Silvestri, Giuseppina. Forthcoming. Patterns of unagreement in Italo-Romance. Ms, UCLA.
Sundaresan, Sandhya. 2021. Shifty attitudes: Lexical shift vs. perspectival anaphora. Annual Review of Linguistics 7. 235–259. DOI: http://doi.org/10.1146/annurev-linguistics-051220-043921
Thráinsson, Höskuldur. 1993. On the structure of infinitival complements. In Thráinsson, Höskuldur & Epstein, Samuel & Kuno, Susumu (eds.), Harvard working papers in linguistics vol. 3, 181–213. Cambridge, MA: Harvard University.
Traugott, Elizabeth Cross. 1996. Subjectification and the development of epistemic meaning: The case of promise and threaten. In Swan, Toril & Westvik, Olaf J. (eds.), Modality in Germanic languages, 185–210. Berlin: Mouton de Gruyter. DOI: http://doi.org/10.1515/9783110889932.185
Truswell, Robert. 2013. Reconstruction, control, and movement. In Folli, Raffaella & Sevdali, Christina & Truswell, Robert (eds.), Syntax and its limits, 44–65. Oxford: Oxford University Press. DOI: http://doi.org/10.1093/acprof:oso/9780199683239.003.0003
Wiklund, Anna-Lena. 2007. The syntax of tenselessness. Berlin: de Gruyter. DOI: http://doi.org/10.1515/9783110197839
Wurmbrand, Susanne. 2004. Two types of restructuring – Lexical vs. functional. Lingua 114. 991–1014. DOI: http://doi.org/10.1016/S0024-3841(03)00102-5
Wurmbrand, Susanne & Lohninger, Magdalena. 2023. An implicational universal in complementation: Theoretical insights and empirical progress. In Hartmann, Jutta & Wöllstein, Angelika (eds.), Propositional arguments in cross-linguistic research: Theoretical and empirical issues, 183–229. Tübingen: Narr Verlag.
Zubizarreta, Maria-Luisa. 1982. On the relationship of the lexicon to syntax. Cambridge, MA: MIT Dissertation.




