1 Introduction
This study examines several hypotheses concerning the development of relative clauses (RCs), including the Markedness Hypothesis, the Surface Configuration Hypothesis, the Dependency Locality Theory, and the Absolutive Hypothesis. To identify factors influencing RC development, the study analyzes spontaneous spoken data collected over 18 months from three Chinese-speaking learners of Korean.
RC development has been approached from diverse perspectives. The Markedness Hypothesis is the most well-known hypothesis, grounded in the Noun Phrase Accessibility Hierarchy (NPAH) (Keenan & Comrie 1977). The NPAH, a linguistic typological framework, posits that certain types of RCs are more accessible than others, leading to predictions about their relative difficulty in second language acquisition. The markedness hierarchy suggested by the NPAH predicts the difficulty of acquiring RCs (Gass 1979a; 1979b; Pavesi 1986; Eckman et al. 1988; Izumi 2003; Xia et al. 2020).
Scholars have examined RC development from a psycholinguistic perspective (Tarallo & Myhill 1983; Hawkins 1989; Gibson 1998; 2000). The Surface Configuration Hypothesis and Dependency Locality Theory are among the various possibilities discussed in the psycholinguistic literature. Tarallo & Myhill (1983) and Hawkins (1989) developed the Surface Configuration Hypothesis, which states that the difficulty of acquiring RCs is determined by the distance between the head noun and the extraction site within the RC. Gibson (1998; 2000) proposed the Dependency Locality Theory, asserting that the greater the psycholinguistic burden, consisting of memory and integration costs, the more challenging it is to acquire RCs.
Furthermore, scholars have attempted to explain RC development in relation to the RC predicate argument structure (Fox 1987; Diessel & Tomasello 2005). Under Fox’s (1987) Absolutive Hypothesis, head nouns were analyzed in conjunction with the RC predicate argument to explore whether they were intransitive subjects, agents, or patients. According to this hypothesis, intransitive subjects and patients precede agents in the hierarchy. Diessel & Tomasello (2005) analyzed head nouns based on the RC predicate argument, whereby the RC difficulty was attributed to their similarity to simple non-embedded sentences. Fox (1987) and Diessel & Tomasello (2005) demonstrated the need to analyze RC development based on the RC predicate argument.
The current study, which is based on spontaneous spoken conversation data collected longitudinally from Chinese-speaking learners of Korean, aims to evaluate previous claims regarding RC development. As this study analyzed longitudinal data, it was possible to closely examine learners’ developmental patterns over time. Furthermore, Chinese and Korean share common features. Both are prenominal languages in forming RCs; however, their basic syntactic structures differ. The study will explore RC development in Chinese-speaking learners of Korean by determining whether the differences between Korean and Chinese affect development. In addition, the results of this study, which targets second language learners, will be compared to those of previous studies that have examined RC development in native speakers.
2 Theoretical background
2.1 Research on the sentence component of RC head nouns and development
Keenan & Comrie (1977; 1979) developed the NPAH, a universal linguistic hierarchy for the RC, after analyzing more than 50 languages. Their study stated that the RCs can be categorized as subject, direct object, indirect object, oblique, genitive, and object of comparison RCs, depending on the grammatical role of the head noun within the clause. The accessibility hierarchy, which follows the order of subject > direct object > indirect object > oblique > genitive > object of comparison, can be derived from this classification.
- (1)
- a.
- The man who met her (subject rc)
- b.
- The man that she met (direct object rc)
- c.
- The man who she gave books to (indirect object rc)
- d.
- The man who she played with (oblique rc)
- e.
- The man whose books are numerous (genitive rc)
- f.
- The man who she is taller than (object of comparison rc)
According to the NPAH, if any RC type is possible in a specific language, the preceding types are also possible within this hierarchy. For instance, in languages such as Korean, it is possible to relativize oblique RCs. Therefore, in Korean, RCs of the subject, direct object, and indirect object types, which precede oblique types, can be created. Thus, the NPAH is a linguistic typological hypothesis that categorizes languages based on their ability to relativize according to this hierarchy. The NPAH originated in discussions of linguistic typology; however, it has since spurred claims that the hierarchy is linked to frequency and cognitive load. RC types that appear earlier in the hierarchy are assumed to be more frequent or less cognitively demanding during human sentence processing. In this regard, the NPAH, which was initially a linguistic typological hypothesis, has been applied to the study of foreign languages. The Markedness Hypothesis, which builds on the NPAH, posits that the hierarchy predicts the degree of difficulty and the order of RC acquisition. In this hierarchy, the preceding types are considered more universal and less marked than the latter ones. More precisely, learners can more easily acquire the less marked types that appear earlier in the hierarchy (Eckman et al. 1988; Doughty 1991). Accordingly, several studies (Gass 1979a; 1979b; Pavesi 1986; Izumi 2003; Xia et al. 2020) have found that typological markedness in the NPAH provides a useful predictor of RC learning difficulties.
However, most studies on linguistic typological markedness have focused on languages with postnominal RC structures, such as English. Only a few studies have examined languages with prenominal RC structures, such as Korean, Japanese, and Chinese, and have produced inconsistent results. Some studies on prenominal RC languages have supported the predictive validity of the NPAH (second language learners of Chinese: Xu 2014; native speakers of Chinese: Hu et al. 2016a; 2016b). Nevertheless, other studies have shown that RC difficulty or acquisition order does not necessarily follow the predictions of the Markedness Hypothesis (second language learners of Japanese: Ozeki & Shirai 2007; second language learners of Japanese and Chinese: Tarallo & Myhill 1983; native speakers of Chinese: Hsiao & Gibson 2003; Chen et al. 2008; Gibson & Wu 2013).
These findings have given rise to psycholinguistic hypotheses and theories about RC complexity. Using grammatical judgment tasks, Tarallo & Myhill (1983) examined the RC acquisition of native English speakers learning German and Portuguese (postnominal languages) and Chinese and Japanese (prenominal languages). The results showed that German and Portuguese learners achieved the highest level of accuracy for the subject RC type, whereas Chinese and Japanese learners achieved the highest level of accuracy for the direct object RC type. To explain the difference in the results between prenominal and postnominal RC languages, Tarallo & Myhill (1983) used the degree of proximity between the head noun and the extraction site. The closer the extraction site and the head noun are in the surface configuration, the easier it is to acquire the RC type. As found in (2)–(4), in contrast to English, in Korean, Japanese, and Chinese, the distance between the extraction site and the head noun is shorter for the direct object RC type than for the subject RC type, which results in higher accuracy for the direct object RC type.
- (2)
- English
- a.
- b.
- hn [ ____ v o ]REL
- hn [ s v ____ ]REL
- (subject rc)
- (direct object rc)
- (3)
- Korean and Japanese
- a.
- b.
- [ ____ o v ]REL HN
- [ s ____ v ]REL HN
- (subject rc)
- (direct object rc)
- (4)
- Chinese
- a.
- b.
- [ ____ v o ]REL HN
- [ s v ____ ]REL HN
- (subject rc)
- (direct object rc)
Hawkins (1989) supported this view and presented data from genitive RC acquisition by English speakers learning French. In French, the distance between the head noun and the extraction site of the genitive RC is shorter when the genitive RC functions as an embedded subject noun phrase. Accordingly, Hawkins (1989) hypothesized and verified that learners achieved higher accuracy when the genitive RC was used as an embedded subject noun phrase.
Gibson (1998; 2000) explained this phenomenon through the Dependency Locality Theory from a psycholinguistic perspective. The Dependency Locality Theory is centered on memory and integration costs. The memory cost becomes greater as the distance over which the predicted syntactic category must be retained increases until the prediction becomes correct. The integration cost increases as the distance between the elements to be integrated increases. Gibson (1998) explained that the subject RC is less complex in English because both integration and memory costs are lower in subject RCs than in direct object RCs.
However, the predictions made within the Dependency Locality Theory about the difficulty of the subject RC and the direct object RC in Korean and Japanese are somewhat unclear. Regarding integration cost, Ishizuka et al. (2006) found that in Korean and Japanese, the subject RC, with a greater distance between the empty noun phrase and the head noun, incurs higher integration cost than the direct object RC. In contrast, Miyamoto & Nakamura (2003) argued that integration occurs when the verb and the noun phrase are encountered, and that the empty noun phrase functions as a placeholder for the upcoming head noun. Therefore, they claimed that there is little difference in integration cost between subject RCs and direct object RCs. Predictions concerning the relative difficulty of the subject RC and the direct object RC with respect to memory cost are also mixed. Gibson & Wu (2013) argued that in languages such as Korean and Japanese, the direct object RC is more difficult than the subject RC. This is due to ambiguity that may arise at the beginning of a direct object RC, which might initially be interpreted as a main clause. The direct object RC, which begins with a subject, is likely to be interpreted as the subject of the main clause. This ambiguity persists until a verb or head noun is encountered. However, the subject RC, which begins with an object, is interpreted as a RC from the start, incurring little memory cost. However, in Korean, where main clauses can begin with either a subject or an object, the claim by Gibson & Wu (2013) that direct object RCs involve higher memory costs than subject RCs is still debatable.
2.2 Study on predicate arguments in RCs and their development
As discussed above, the Markedness Hypothesis, the Surface Configuration Hypothesis, and the Dependency Locality Theory focus on the grammatical roles assigned to head nouns. Fox (1987), Diessel & Tomasello (2005), and Hogbin & Song (2007) have examined RCs with a focus on predicate arguments.
Fox (1987) showed that, in natural English discourse, intransitive subjects and patients were more likely to be preferred as the head noun of a RC than agents. According to Fox (1987), this phenomenon is explained by the Absolutive Hypothesis, which is based on Du Bois’ (1981a; 1981b; 1985; 1987; 2003) Preferred Argument Structure Hypothesis and claims that absolutive arguments, such as intransitive subjects and patients, are preferred as RC head nouns. Du Bois (2003) examined core arguments in spoken discourse across multiple languages. Lexical arguments were more frequent in intransitive subjects and patients than in agents. By contrast, agents were more likely to appear as pronouns or to be omitted, rather than to be realized as lexical arguments. Based on these findings, the Absolutive Hypothesis posits that “a language must be able to relativize on S and P if it has a strategy for relativization at all”1 (Fox 1987: 869). The hypothesis states that absolutive arguments, such as intransitive subjects and patients, occupy the leftmost position in the hierarchy, which is distinct from the subject position defined by the NPAH.
Similarly, Hogbin & Song (2007) analyzed written English narrative data from the 18th and 20th centuries. Their study confirmed Fox’s (1987) findings, revealing that the frequency of head nouns in RCs followed the order: intransitive subject/patient > oblique > agent > genitive > indirect object/object of comparison (Hogbin & Song 2007: 229).
While Fox (1987) and Hogbin & Song (2007) provided meaningful insights into the hierarchy of RCs based on predicate arguments rather than grammatical roles, they did not directly examine the development of RCs. In contrast, the study by Diessel & Tomasello (2005) is more relevant to RC development, as it explored how children acquire RCs based on predicate arguments. A sentence repetition task involving RCs was conducted with four-year-old children who were native speakers of English and German. The error rates followed the order: intransitive subject < agent < patient, indirect object, oblique < genitive. Diessel & Tomasello (2005) accounted for the lower error rates in intransitive subjects and agents from a syntactic perspective. As shown in (5), agent RCs were structurally similar to simple, non-embedded sentences, which made them easier to process.
- (5)
- a.
- b.
- c.
- [The man]NP1 saw [the boy]NP2.
- [The man]NP1 who saw [the boy]NP2
- [The man]NP1 who [the boy]NP2 saw
- (simple sentence)
- (agent rc)
- (patient rc)
Among intransitive subjects and patients, intransitive subjects showed fewer errors. Because intransitive subjects require only one argument, whereas patients require at least two, the latter are conceptually more complex.
RC development has been widely discussed and explained from a variety of perspectives. In particular, drawing on the work of Fox (1987), Hogbin & Song (2007), and Diessel & Tomasello (2005), it is important to examine whether a detailed analysis of predicate argument structure can provide a new explanation for RC development. Fox (1987), Hogbin & Song (2007), and Diessel & Tomasello (2005) studied RC development and use by native speakers. It would be valuable to explore how Chinese-speaking learners of Korean as a second language develop RCs through an analysis of predicate argument structure.
2.3 Research on RC development in Korean language learners
Similar to other studies on prenominal languages, studies on RC development in Korean language learners have yielded inconsistent results about whether RC acquisition follows the Markedness Hypothesis. O’Grady et al. (2003), Lee (2005), Jeon & Kim (2007), and Kweon & Lee (2008) reported that RC development follows the Markedness Hypothesis. O’Grady et al. (2003) investigated whether learners preferred subject RC to direct object RC. In total, 53 learners were asked to listen to sentences and select pictures. The results indicated that they preferred the subject RC. Furthermore, Lee (2005) asserted that more subject RCs than direct object RCs or oblique RCs were found in the writing data of 17 learners, supporting the Markedness Hypothesis. Jeon & Kim (2007) examined oral production data from 40 learners, revealing that subject RC was preferred over direct object RC and used more precisely. In addition, Kweon & Lee (2008) argued that their online processing experiment conducted on learners demonstrated that subject RC was easier than direct and indirect object RCs, supporting the Markedness Hypothesis.
Conversely, several studies have reported that the order of learners’ RC development is inconsistent with the Markedness Hypothesis (Kim 2010; Cho 2012; Han 2015; Kim & Kim 2016; Lee & Choi 2020). Kim (2010) reported that the frequency of learners’ spoken and written language data often appeared in the order of subject RC > direct object RC > oblique RC, which seemingly matched the NPAH. However, an experiment assessing the difficulty through sentence combination production tasks did not yield statistically significant results indicating that subject RC was easier than direct object RC. Moreover, in picture comprehension tasks, learners understood oblique RC more accurately and found subject RC and direct object RC difficult. Thus, the order was subject RC > direct object RC > oblique RC in the corpus; direct object RC = subject RC > oblique RC in the sentence combination production tasks; and oblique RC > direct object RC = subject RC in the picture comprehension tasks. Furthermore, Cho (2012) conducted a grammatical judgment experiment with Chinese-speaking intermediate and advanced-level learners. The study reported that because the differences in subject RC, direct object RC, and oblique RC types were not statistically significant, the results did not support the Markedness Hypothesis. In addition, Han (2015) analyzed a corpus of beginner to advanced-level learners and found that subject RC dominated direct object RC. Nonetheless, direct object RC was more dominant than subject RC for post-first-grade learners at the beginner’s level, contrary to the predictions of the Markedness Hypothesis. Kim & Kim (2016) examined colloquial and written language output data of native English, Japanese, and Chinese speakers. They found that oblique RC occurred more frequently than or at a similar rate to direct object RC, which differed partially from the NPAH. In an analysis of a free speech corpus of beginner learners, Lee & Choi (2020) found that subject RC appeared first and was associated with the highest frequency and a significantly lower error rate compared to the other types, whereas direct object RC and oblique RC were similar in frequency and error rate, concluding that the order was subject RC > direct object RC = oblique RC.
These findings suggest that the Markedness Hypothesis is insufficient for fully explaining the direct object RC and oblique RC hierarchy in Korean. Studies supporting the Markedness Hypothesis (O’Grady et al. 2003; Lee 2005; Jeon & Kim 2007; Kweon & Lee 2008) have found that subject RC is more easily learned than direct object RC; however, they could not determine that direct object RC is easier than oblique RC. Furthermore, discussions from the psycholinguistic perspective have failed to explain RC development in Korean. No clear evidence shows that subject RC is acquired earlier or with greater accuracy than direct object RC, as suggested by Gibson & Wu (2013). Moreover, there is no clear evidence that direct object RC develops more easily than subject RC in Korean, as argued by Tarallo & Myhill (1983), Hawkins (1989), and Ishizuka et al. (2006). Hence, it is necessary to consider and analyze the RC predicates and their arguments to identify whether a predicate argument-based explanation can account for RC development in Korean.
To date, a variety of research methods have been employed to study the RC acquisition of Korean language learners. Experimental studies have assessed learners’ comprehension and production through sentence comprehension tasks (O’Grady et al. 2003; Kweon & Lee 2008; Kim 2010), sentence combination production tasks (Kim 2010), picture-based production tasks (Jeon & Kim 2007), and grammaticality judgment tasks (Cho 2012). In addition, several studies have analyzed learner-produced corpus data (Lee 2005; Kim 2010; Han 2015; Kim & Kim 2016; Lee & Choi 2020). Methodologically, learner corpus data are valuable because they reflect learners’ actual use of RCs in communicative contexts. However, previous corpus-based studies on Korean have rarely addressed how learners’ developmental patterns evolve over time. Therefore, this study investigates RC development by analyzing a longitudinal oral corpus.
2.4 Arguments of the predicate and the RC
Fox (1987), Hogbin & Song (2007), and Diessel & Tomasello (2005) classified RC predicates according to whether they were intransitive or transitive verbs and raised concerns about the predicate argument structure in RC research. The argument of a predicate is the type of sentence constituent required by the predicate. Depending on the required arguments, Korean predicates can be divided into four types: intransitive verbs without an obligatory oblique argument (INTR1), transitive verbs (TRAN), intransitive verbs with an obligatory oblique argument (INTR2), and ditransitive verbs (DTRAN). For example, the intransitive verb wuntonghata (to exercise) requires only one subject as an obligatory argument. Some intransitive verbs require two arguments: a subject and an oblique noun phrase. For example, the intransitive verb tanita (to attend) requires a subject and an oblique noun phrase to indicate the destination. A transitive verb, such as sata (to buy), requires two arguments: a subject and an object. A ditransitive verb, such as pillyecwuta (to lend), requires three arguments: a subject, an object, and an oblique.2
- (6)
- a.
- Na-nun
- I-top
- kongwen-eyse wuntongha-nun
- park-loc exercise-ae
- Chelswu-lul
- Chelswu (hn)-acc
- manna-ss-ta.
- meet-pst-decl
- (subject rc)
- ‘I met Chulsoo who was exercising in the park.’
- b.
- Na-nun
- I-top
- Chelswu-ka wuntongha-nun
- Chelswu-nom exercise-ae
- kongwen-ey
- park (hn)-loc
- ka-ss-ta.
- go-pst-decl
- (oblique rc)
- ‘I went to the park where Chul-soo exercises.’
- (7)
- a.
- Sicang-eyse kwail-ul sa-n
- Market-loc fruit-acc buy-ae
- wuli-nun
- we (hn)-top
- cip-ulo
- home-loc
- tolawa-ss-ta.
- come back-pst-decl
- (subject rc)
- ‘We who bought fruit at the market came back home.’
- b.
- Wuli-ka sicang-eyse san
- We-nom market-loc buy-ae
- kwail-un
- fruit (hn)-top
- maywu
- very
- singsinghay-ss-ta.
- fresh-pst-decl
- (direct object rc)
- ‘The fruits we bought at the market were very fresh.’
- c.
- Wuli-ka kwail-ul san
- We-nom fruit-acc buy-ae
- sicang-un
- market (hn)-top
- maywu
- very
- pwumpy-ess-ta.
- crowded-pst-decl
- (oblique rc)
- ‘The market where we bought fruits was very crowded.’
- (8)
- a.
- Hakkyo-ey tani-nun
- School-dat attend-ae
- tongsayng-un
- younger brother (hn)-top
- kathi
- together
- ka-ci
- go-conn
- moshay-ss-ta.
- cannot-pst-decl
- (subject rc)
- ‘My younger brother who attended school could not go together.’
- b.
- tongsayng-i tani-nun
- younger brother-nom attend-ae
- hakkyo-nun
- school (hn)-top
- cokum
- a little
- mel-ta.
- far-decl’
- (oblique rc)
- ‘The school my brother attends is a little far away.’
- (9)
- a.
- Cinkwu-eykey wusan-ul pillyecwu-n
- Friend-dat umbrella-acc lend-ae
- kunun
- he (HN)-top
- kenmwul-lo
- building-loc
- tuleka-ss-ta.
- enter-pst-decl
- (subject rc)
- ‘He who lent an umbrella to his friend entered the building.’
- b.
- Ku-ka chinkwu-eykey pillyecwu-n
- he-nom friend-dat lend-ae
- wusan-ul
- umbrella (hn)-acc
- tollyepata-ss-ta.
- get back-pst-decl
- (direct object rc)
- ‘He got back the umbrella that he lent his friend.’
- c.
- Ku-ka wusan-ul pillyecwu-n
- he-nom umbrella-acc lend-ae
- chinkwu-ka
- friend (hn)-nom
- nwukwu-inci
- who-conn
- molun-ta.
- do not know-decl
- (oblique rc)
- ‘I don’t know his friend to whom he lent his umbrella.’
In (6), wuntonghata (to exercise), an INTR1 predicate, requires only a subject as an obligatory argument. An RC with wuntonghata (to exercise) as its predicate can thus be a subject RC. As shown in (6b), wuntonghata (to exercise) can take an oblique as an optional argument and thus form a direct object RC. Conversely, sata (to buy), a TRAN predicate in (7), requires both a subject and an object as obligatory arguments. An RC involving sata (to buy) as its predicate can be of the subject, direct object, or oblique RC. The predicate tanita (to attend) in (8), an INTR2 predicate, requires both a subject and an oblique argument; hence, an RC containing it can be either a subject or an oblique RC. In (9), pillyecwuta (to lend), a DTRAN predicate, requires a subject, an object, and an oblique as obligatory arguments. As a result, it can yield subject, direct object, and oblique RCs.
The RC type realized in this manner may vary depending on the arguments required by the RC predicates (Table 1). Thus, the arguments of the RC predicate must be considered when analyzing clause types in corpus data.
Table 1: Predicate Types and their possible RC realizations.
Predicate type | INTR1 | TRAN | INTR2 | DTRAN | |
Example | wuntonghata (to exercise) | sata (to buy) | tanita (to attend) | pillyecwuta (to lend) | |
Obligatory argument | subject | subject, object | subject, oblique | subject, object, oblique | |
Possible RC types | subject rc | ✔ | ✔ | ✔ | ✔ |
direct object rc | – | ✔ | – | ✔ | |
obliquerc | ✔ | ✔ | ✔ | ✔ |
3 Research method
3.1 Research questions
This study investigated the following research questions by examining the RC development patterns of Chinese-speaking learners of Korean:
- RQ1)
- RQ1) Can the development of RCs based on head noun types in learners’ spontaneous speech data be explained by linguistic typological or psycholinguistic hypotheses?
- RQ2)
- Can the development of RCs based on predicate types in learners’ spontaneous speech data be explained by the Absolutive Hypothesis or syntactic complexity?
As discussed in Section 2.3, unlike studies on postnominal RCs, the literature on Korean, a language with prenominal RCs, has not yielded similar findings. Thus, it is meaningful to examine whether the development of RCs in Korean language learners can be adequately explained by the Markedness Hypothesis from a linguistic typological perspective or the Surface Configuration Hypothesis and the Dependency Locality Theory from a psycholinguistic perspective. Therefore, to answer RQ1, the frequency of occurrence, timing of initial emergence, and syntactic error rate over time were examined to understand learners’ RC development.
Section 2.4 discussed how the RC type may vary depending on the RC predicate. Therefore, RC analysis, based on predicate type, can confirm whether RC development can be explained by the Absolutive Hypothesis, which is grounded in the Preferred Argument Structure Hypothesis, or by syntactic complexity. Thus, to answer RQ2, RC predicate types were classified according to their argument structure, and RC development was examined based on these classifications.
3.2 Research data
In this study, three Chinese-speaking learners of Korean were surveyed, and spontaneous conversational speech was collected across 19 sessions over an 18-month period, between October 2018 and March 2020. The participants were women in their 20s and native Chinese speakers. They began studying Korean at a Korean language education institution affiliated with a university in Seoul in September 2018. All three participants were assigned to the lowest level of Korean (Level 1). They participated in this research two months after they started learning the language. They used the Fun Fun Korean series as their regular course textbook, and their experience with other L2 languages was not controlled. In the curriculum, RC was taught four months after they began learning the language.
Researchers collected participants’ speech through one-on-one meetings held once or twice a month, during which they engaged in spontaneous conversation. Each conversation lasted approximately 60 minutes, and the topics ranged from daily life and school-related experiences to past experiences, hobbies, and jobs.3 Transcripts, automatic morpheme analysis, and post-processing were used to compile the collected speech data into a longitudinal corpus containing 93,471 sentences produced by the participants (Table 2).
Table 2: Number of sentences produced by each learner across periods.
2–3 months | 4–6 months | 7–9 months | 10–12 months | 13–15 months | 16+ months | Total | |
Participant 1 | 5,393 | 5,877 | 6,357 | 6,757 | 7,148 | 6,824 | 38,356 |
Participant 2 | 2,315 | 2,317 | 4,013 | 3,897 | 2,766 | 3,271 | 18,579 |
Participant 3 | 4,421 | 5,425 | 7,258 | 7,240 | 7,116 | 5,076 | 36,536 |
Total | 12,129 | 13,619 | 17,628 | 17,894 | 17,030 | 15,171 | 93,471 |
The researchers extracted RCs from the learner longitudinal corpus using AntConc,4 identifying 3,376 clauses marked with the adnominal endings -nun and -un. However, these clauses were extracted mechanically using AntConc, without checking the context of the utterances, as in some cases it was unclear whether the participants intended to produce RCs. Therefore, the researchers manually reviewed the data and selected participants’ RC utterances by excluding 2,235 cases from the initially extracted 3,376 clauses, some of which are exemplified in Table 3.
Table 3: Criteria and cases for excluding the relative clause utterance.
Criteria for exclusion | Cases |
Mimicking a teacher’s utterance |
|
Repeating and modifying self-utterance |
|
Appositive clause |
|
Noun clause |
|
Chunk expression |
|
Noun phrase |
|
Impossible to interpret |
|
Incorrect analysis |
|
Other |
|
Cases in which the participants imitated another person’s speech or repeated or modified their speech during the conversation were excluded. Appositive clauses were excluded because they express the same meaning as the head noun. They were excluded because their structure differs from that of RCs, in which the head noun appears outside the clause.5 In addition, noun clauses, such as malha-nun ke (speaking), were excluded because they are action noun constructions formed by combining the adnominalized verb form malha-nun with the dependent noun ke (thing).6 Chunk expressions are combinations of adnominal endings and dependent nouns, such as -on ci and -ul ttay. Such cases were excluded because they differ from RCs in both structure and meaning. Other excluded cases included utterances that were uninterpretable due to learner errors, misanalyses by AntConc’s parser, and instances in which an RC formed part of a proper noun, such as the book title Fun Korean.
In addition, the researchers manually examined the transcribed data and identified 37 additional clauses that appeared to be intended as RCs but were not detected by AntConc due to the absence of adnominal endings. A total of 1,178 RCs were selected for analysis.
3.3 Analysis methodology
For RQ1, the authors classified the head noun into three categories—subject, direct object, and oblique—based on its syntactic role within the RC.7 The following are examples of learner utterances classified as a subject RC, a direct object RC, and an oblique RC.8
- (10)
- a.
- Ku
- That
- um
- um
- Hankwuke calha-nun
- Korean be good at-ae
- Cwungkwuk salam-un
- Chinese (hn)-top
- chepen ttay
- last time
- hankwuk-ey
- Korea-loc
- wase.
- come-conj
- (subject rc)
- ‘A Chinese person who is good at Korean came to Korea last time and…’
- [Participant 3, 7 months]
- b.
- Cey
- ?
- ceyil
- most
- cohaha-nun
- like-ae
- aitol
- idol (hn)
- nwu,
- ?
- nwukwu-ya?
- who-q
- (direct object rc)
- ‘Who’s your favorite idol?’
- c.
- Kuntey
- But
- yocum
- these days
- yensup
- practice
- yensupha-nun
- practice-ae
- sikan
- time (hn)
- ep-sese
- not have-conj
- um…
- um
- (oblique rc)
- ‘But I don’t have time to practice these days, um…’
- [Participant 3, 7 months]
After classifying the RCs based on the syntactic roles of the head nouns, the frequency of occurrence and the timing of initial emergence of the RCs across the learning period was analyzed. Moreover, RCs containing syntactic errors were examined to calculate the error rate. Examples of syntactic errors in RCs include the following:
- (11)
- a.
- Um
- Um
- wuli
- we
- yumyeng
- famousness
- siktang-ey
- restaurant (hn)-loc
- ka
- ?
- ka-yo.
- go-req
- ‘Well, let’s go to a famousness restaurant.’
- [Participant 1, 3 months]
- b.
- Chenchenhi
- Slowly
- tulama
- dramas (hn)
- silh-eyo.
- not like-decl
- ‘I don’t like slowly dramas.’
- [Participant 1, 6 months]
- c.
- Pisushay-yo
- Similar-decl
- tosi
- city (hn)
- iss-eyo.
- be-decl
- ‘Be similar there’s a city.’
- [Participant 1, 4 months]
Syntactic errors in RCs occur when the root form of a word or an oblique is placed in front of the head noun instead of the RC predicate, as shown in examples (11a) and (11b). Another common error involves using a sentence-final ending rather than an adnominal ending before the head noun, as illustrated in example (11c).9 These errors violate the syntactic rules that govern RCs in Korean, where the RC must precede the head noun and the adnominal ending must be attached to the RC predicate. Syntactic errors of these types were identified, and both the overall error rate and the error rate by period were examined.
To address RQ2, the predicates in RCs were classified into four types, as shown in Table 4.
Table 4: Classification of predicate types.
Predicate Types | Examples of Predicate |
INTR1 | kakkapta (to close), kanunghata (to be possible), kantanhata (to be simple), kathta (to be same), kilta (to be long), napputa (to be bad), nophta (to be high), tayanghata (to be diverse) etc. |
TRAN | kacita (to have), kekcenghata (to worry), kongpwuhata (to study), tamtanghata (to take charge), taysinhata (to replace), mannata (to meet), mantulta (to make), malhata (to say) etc. |
INTR2 | kata (to go), kyelhonhata (to marry), naota (to come out), tanita (to go around), tolakata (to go back), tulekata (to go in), tuleota (to come in), etc. |
DTRAN | kaluchita (to teach), nehta (to insert), tamta (to put), patta (to receive), mwulepota (to ask), ponayta (to send), iyakihata (to talk), cwuta (to give) etc. |
In addition, the frequency of occurrence, the timing of initial emergence, and the period-specific frequency for subject, direct object, and oblique RC types based on the predicates were analyzed.
To ensure validity, the authors conducted both an independent analysis and a cross-examination. Of the 1,178 sentences, 139 (11.8%) were under discussion. When disagreements arose during cross-examination, the researchers resolved them through discussion to unify the analysis criteria.10
4 Results
4.1 RC development based on head noun types
Table 5 illustrates how head nouns are classified according to their syntactic roles in RCs produced by the participants in colloquial speech. Of the 1,178 clauses, 860 were subjects, 224 were direct objects, and 94 were obliques. Subjects accounted for the largest proportion (73.0%) of all head nouns, followed by direct objects (19.0%) and obliques (8.0%).
Table 5: Distribution of RC head noun types.
Head noun | subject | direct object | oblique | Total |
Participant 1 | 379 (80.5%) | 64 (13.6%) | 28 (13.3%) | 471 (100%) |
Participant 2 | 174 (80.9%) | 27 (12.6%) | 14 (6.5%) | 215 (100%) |
Participant 3 | 307 (62.4%) | 133 (27.0%) | 52 (10.6%) | 492 (100%) |
Total | 860 (73.0%) | 224 (19.0%) | 94 (8.0%) | 1178 (100%) |
To test whether the frequency distribution of RC types by the syntactic roles of head nouns was uniform, a chi-square goodness-of-fit test was conducted using SPSS (version 21.0). Expected frequencies were set equal across the three categories (1:1:1). The results revealed a statistically significant difference in distribution, and the null hypothesis of equal proportions was rejected, χ²(2) = 822.8, p < .001. The significance level was set at α = .05.
Table 6 shows the frequency of head noun types across the learning period. The analysis was conducted by dividing the 18-month learning period into 3-month intervals.
Table 6: Frequency and percentage of head noun types by period.
Head noun | 2–3 months | 4–6 months | 7–9 months | 10–12 months | 13–15 months | 16+ months | Total |
subject | 30 (100.0%) | 60 (78.9%) | 114 (68.2%) | 270 (75.6%) | 223 (70.1%) | 163 (70.9%) | 860 (73.0%) |
direct object | 0 (0.0%) | 10 (13.2%) | 32 (19.2%) | 59 (16.5%) | 74 (23.3%) | 49 (21.3%) | 224 (19.0%) |
oblique | 0 (0.0%) | 6 (7.9%) | 21 (12.6%) | 28 (7.8%) | 21 (6.6%) | 18 (7.8%) | 94 (8.0%) |
Total | 30 (100.0%) | 76 (100.0%) | 167 (100.0%) | 357 (100.0%) | 318 (100.0%) | 230 (100.0%) | 1178 (100.0%) |
Within the first 2–3 months of learning, 30 RCs were produced, all of which involved subject types.11 Subject RCs first appeared at 2 months, as observed in all three participants. By 4–6 months, other RC types began to emerge, including direct object RCs (13.2%) and oblique RCs (7.9%). Direct object RCs first appeared at 5 months for Participants 1 and 3, and at 8 months for Participant 2. Oblique RCs also appeared at 5 months for Participants 1 and 3, and at 9 months for Participant 2. For all participants, subject RCs emerged first, followed by direct object and oblique RCs. The latter two appeared at similar times for Participants 1 and 3, but with a slight delay for Participant 2.
Figure 1 presents the change in the proportion of subject, direct object, and oblique RCs over time, corresponding to Table 6. As the number of sessions increases, the proportion of subject RCs decreases, that of direct object RCs gradually increases, and that of oblique RCs increases and then decreases.
Table 7 presents the number and percentage of syntactic errors in participants’ RC production. A total of 35 syntactic errors (3.0%) were found among the 1,178 RCs.12 When categorized by head noun type, 32 errors occurred in subject RCs, accounting for 3.7% of all subject RCs. Three errors were found in direct object RCs, and no errors occurred in oblique RCs.13
Table 7: Syntactic errors and error rates by head noun types.
Head noun | subject | direct object | oblique | Total |
All | 860 | 224 | 94 | 1178 |
Errors | 32 | 3 | 0 | 35 |
Error rate | 3.7% | 1.3% | 0% | 3.0% |
Table 8 displays the number and proportion of syntactic errors by learning period. Most of the 35 errors occurred in the early stages of learning, specifically in the 2–3 and 4–6 month periods, with 18 and 13 errors, respectively. Only two errors were found in both the 7–9 and the 10–12 month periods, and the number of errors declined substantially after 7 months. No subject RC errors were observed from 13–15 months onward, and no direct object RC errors occurred from 10–12 months onward.
Table 8: Syntactic error rates of head noun types by period.
2–3 months | 4–6 months | 7–9 months | 10–12 months | 13–15 months | 16+ months | Total | ||
subject | All | 30 | 60 | 114 | 270 | 223 | 163 | 860 |
Errors | 18 | 12 | 0 | 2 | 0 | 0 | 32 | |
Error rate | 60.0% | 20.0% | 0.0% | 0.8% | 0.0% | 0.0% | 3.7% | |
direct object | All | – | 10 | 32 | 59 | 74 | 49 | 224 |
Errors | 1 | 2 | 0 | 0 | 0 | 3 | ||
Error rate | 10.0% | 4.6% | 0.0% | 0.0% | 0.0% | 1.3% | ||
oblique | All | – | 6 | 21 | 28 | 21 | 18 | 94 |
Errors | 0 | 0 | 0 | 0 | 0 | 0 | ||
Error rate | 0.0% | 0.0% | 0.0% | 0.0% | 0.0% | 0.0% | ||
Total | All | 30 | 76 | 167 | 357 | 318 | 230 | 1178 |
Errors | 18 | 13 | 2 | 2 | 0 | 0 | 35 | |
Error rate | 60.0% | 17.1% | 1.2% | 0.6% | 0.0% | 0.0% | 3.0% |
Note. Dashes (–) indicate that no RCs of that type were produced during the corresponding period.
4.2 RC development based on predicate types
4.2.1 Development of the RC according to the predicate type
Table 9 shows that INTR1 predicates accounted for 60.2% of all RCs, followed by TRAN (26.9%), INTR2 (9.4%), and DTRAN (3.5%). A chi-square goodness-of-fit test was conducted using SPSS (version 21.0) to examine whether the frequency distribution of RCs—INTR1, TRAN, INTR2, and DTRAN—was uniform. The total number of RCs was 1,178, with observed frequencies of 709 for INTR1, 317 for TRAN, 111 for INTR2, and 41 for DTRAN. Expected frequencies were set equally across the four categories (1:1:1:1). The analysis revealed a statistically significant deviation from uniformity, and the null hypothesis was rejected, χ²(3) = 917.660, p < .001. The significance level was set at α = .05.
Table 9: Distribution of RC predicate types.
Predicate | INTR1 | TRAN | INTR2 | DTRAN | Total |
Participant 1 | 301 (63.9%) | 113 (24.0%) | 47 (10.0%) | 10 (2.1%) | 471 (100%) |
Participant 2 | 146 (67.9%) | 42 (19.5%) | 24 (11.2%) | 3 (1.4%) | 215 (100%) |
Participant 3 | 262 (53.3%) | 162 (32.9%) | 40 (8.1%) | 28 (5.7%) | 492 (100%) |
Total | 709 (60.2%) | 317 (26.9%) | 111 (9.4%) | 41 (3.5%) | 1178 (100%) |
The next step was to examine how frequently each predicate type appeared across different learning periods (Table 10 and Figure 2). During the 2–3 month period, all 30 RCs were of the INTR1 type. INTR1 predicates first emerged at 2 months for all participants. TRAN predicates appeared during the 4–6 month period (Participant 1: 4 months; Participant 2: 8 months; Participant 3: 5 months), as did INTR2 predicates (Participant 1: 5 months; Participant 2: 8 months; Participant 3: 4 months). DTRAN predicates emerged during the 7–9 month period (Participant 1: 8 months; Participant 2: 16 months; Participant 3: 7 months).
Table 10: Frequency and percentage of predicate types by period.
Predicate | 2–3 months | 4–6 months | 7–9 months | 10–12 months | 13–15 months | 16+ months | Total |
INTR1 | 30 (100.0%) | 55 (72.4%) | 97 (58.1%) | 233 (65.3%) | 161 (50.6%) | 133 (57.8%) | 709 (60.2%) |
TRAN | 0 (0.0%) | 15 (19.7%) | 49 (29.3%) | 87 (24.4%) | 111 (34.9%) | 55 (23.9%) | 317 (26.9%) |
INTR2 | 0 (0.0%) | 6 (7.9%) | 11 (6.6%) | 31 (8.7%) | 35 (11.0%) | 28 (12.2%) | 111 (9.4%) |
DTRAN | 0 (0.0%) | 0 (0.0%) | 10 (6.0%) | 6 (1.7%) | 11 (3.5%) | 14 (6.1%) | 41 (3.5%) |
Total | 30 (100.0%) | 76 (100.0%) | 167 (100.0%) | 357 (100.0%) | 318 (100.0%) | 230 (100.0%) | 1178 (100.0%) |
These results indicate that the participants tended to prefer predicates with fewer obligatory arguments during the early stages of RC acquisition. In the initial phase of learning Korean (2–3 months), they predominantly used INTR1 predicates. RC predicates with more complex argument structures, such as TRAN and INTR2, began to appear at 4–6 months, followed by DTRAN at 7–9 months.14 This developmental progression is reflected in the timing of each predicate’s first appearance for each participant. For Participant 1, INTR1 appeared at 2 months, TRAN at 4 months, INTR2 at 5 months, and DTRAN at 8 months. For Participant 2, INTR1 appeared at 2 months, TRAN and INTR2 at 8 months, and DTRAN at 16 months.15 For Participant 3, INTR1 appeared at 2 months, INTR2 at 4 months, TRAN at 5 months, and DTRAN at 7 months. In all three cases, INTR1—the predicate type with the fewest obligatory arguments—emerged first, and DTRAN—the one with the most—appeared last. TRAN and INTR2 emerged around the same time, albeit in slightly different orders.
Table 10 and Figure 2 present the frequency distribution of predicate types over time. INTR1 predicates, which accounted for 100% of RCs during the initial 2–3 months, declined to 72.4% at 4–6 months and further to 58.1% at 7–9 months, as the frequencies of TRAN and INTR2 predicates increased. DTRAN predicates, which first appeared at 7–9 months, gradually increased from the 10–12 month period onward.
INTR1 was predominantly used during the early stages of learning, although its accuracy was extremely low. Its error rate was 60.0% at 2–3 months, decreasing to 23.6% at 4–6 months. By contrast, TRAN emerged later, during the 4–6 month period, and exhibited a relatively low error rate from the outset. The error rates for INTR2 and DTRAN remained at 0.0% (Table 11).
Table 11: Error rate of predicate types by period.
2–3 months | 4–6 months | 7–9 months | 10–12 months | 13–15 months | 16+ months | Overall | ||
INTR1 | All | 30 | 55 | 97 | 233 | 161 | 133 | 709 |
Errors | 18 | 13 | 0 | 0 | 0 | 0 | 31 | |
Error rate | 60.0% | 23.6% | 0.0% | 0.0% | 0.0% | 0.0% | 4.4% | |
TRAN | All | – | 15 | 49 | 87 | 111 | 55 | 317 |
Errors | 0 | 2 | 2 | 0 | 0 | 4 | ||
Error rate | 0.0% | 4.1% | 2.3% | 0.0% | 0.0% | 1.3% | ||
INTR2 | All | – | 6 | 11 | 31 | 35 | 28 | 111 |
Errors | 0 | 0 | 0 | 0 | 0 | 0 | ||
Error rate | 0.0% | 0.0% | 0.0% | 0.0% | 0.0% | 0.0% | ||
DTRAN | All | – | – | 10 | 6 | 11 | 14 | 41 |
Errors | 0 | 0 | 0 | 0 | 0 | |||
Error rate | 0.0% | 0.0% | 0.0% | 0.0% | 0.0% | |||
Total | All | 30 | 76 | 167 | 357 | 318 | 230 | 1178 |
Errors | 18 | 13 | 2 | 2 | 0 | 0 | 35 | |
Error rate | 60.0% | 17.1% | 1.2% | 0.6% | 0.0% | 0.0% | 3.0% |
Note. Dashes (–) indicate that no RCs of that type were produced during the corresponding period.
4.2.2 Predicate types and head noun types
Table 12 shows how the distribution of head noun types varies across predicate types.
Table 12: Frequency and percentage of head noun types by predicate type.
Subject | direct object | oblique | Total | |
INTR1 | 699 (98.6%) | – | 10 (1.4%) | 709 (100.0%) |
TRAN | 81 (25.6%) | 198 (62.5%) | 38 (12.0%) | 317 (100.0%) |
INTR2 | 70 (63.1%) | – | 41 (36.9%) | 111 (100.0%) |
DTRAN | 10 (24.4%) | 25 (61.0%) | 6 (14.6%) | 41 (100.0%) |
Note. Dashes (–) indicate unavailable structures for that predicate type.
Of the 709 total INTR1 cases, 699 (98.6%) involved subject head nouns, which constitute the obligatory argument for INTR1 predicates. A chi-square goodness-of-fit test comparing the frequencies of subject and oblique types revealed a statistically significant difference in distribution (χ²(1) = 669.564, p < .001), with significance assessed at the α = .05 level. Subject RCs with INTR1 predicates first appeared at 2 months (Participants 1, 2, and 3: 2 months) while oblique RCs first appeared at 8 months (Participant 1: 10 months; Participant 2: 12 months; Participant 3: 8 months).
In the TRAN types, the direct object accounted for a significantly higher proportion, with 198 cases (62.5%), followed by the subject with 81 cases (25.6%) and the oblique with 38 cases (12.0%). A chi-square goodness-of-fit test revealed that the observed frequencies for subject, direct object, and oblique types deviated significantly from an equal expected distribution (χ²(2) = 129.773, p < .001), with significance assessed at the α = .05 level. In TRAN RCs, direct object types first appeared at 4 months (Participant 1: 4 months; Participant 2: 8 months; Participant 3: 5 months), followed by oblique types at 5 months (Participant 1: 5 months; Participant 2: 10 months; Participant 3: 5 months) and subject types at 7 months (Participant 1: 12 months; Participant 2: 9 months; Participant 3: 7 months). Overall, the order of first appearance was direct object, oblique, and then subject RCs.
In INTR2, subject RCs accounted for 63.1% and oblique RCs for 36.9% of cases. A chi-square test assuming equal expected frequencies revealed a statistically significant difference in their distribution (χ²(1) = 7.577, p = .006), with significance evaluated at the α = .05 level. By comparison, the proportion of oblique RCs in INTR1—where the oblique is an optional element—was much lower, at 1.41%, while it was relatively high in INTR2. In INTR2 RCs, subject types first appeared at 4 months (Participant 1: 5 months; Participant 2: 8 months; Participant 3: 4 months), and oblique types at 6 months (Participant 1: 6 months; Participant 2: 10 months; Participant 3: 6 months).
Finally, 41 instances of DTRAN RCs were observed, representing a relatively small proportion of the total. Direct object RCs comprised 61.0% of these cases, followed by subject RCs (24.4%) and oblique RCs (14.6%). As with TRAN RCs, direct object was the most frequent head noun type in DTRAN. A chi-square analysis assuming an equal distribution across subject, direct object, and oblique types revealed a statistically significant difference (χ²(2) = 14.683, p = .001), with the alpha level set at .05. In DTRAN RCs, direct object types first appeared at 11 months (Participant 1: 14 months; Participant 2: no occurrence; Participant 3: 11 months), subject types at 9 months (Participant 1: 9 months; Participant 2: 17 months; Participant 3: 13 months), and oblique types also at 9 months (Participant 1: 9 months; Participant 2: 17 months; Participant 3: 14 months). Due to the variability in the timing of initial emergence across participants, no consistent order of appearance was observed.
The predicate type analysis showed that the subject was the most frequent grammatical role of the head noun in INTR1 and INTR2 RCs. In contrast, in TRAN and DTRAN RCs, the direct object appeared more frequently than the subject (Figure 3).
5 Discussion
5.1 RC development based on head noun types
This study examined the development of RCs in Chinese-speaking learners of Korean, focusing on how different types of head nouns emerged during RC development. Based on an analysis of 1,178 RCs, the RC types occurred in the following order of frequency: subject > direct object > oblique. In terms of timing, the subject type was the first to emerge, within 2–3 months of learning. Subsequently, within 4–6 months, the direct object and oblique types emerged. For the subject type, the syntactic error rate was high; however, after four months, the rate stabilized, and few errors were found across all RC types. The high error rate was due to a phenomenon observed in the early stages of RC learning, rather than to any inherent difficulty with the subject type. The emergence of direct object and oblique types around 4–6 months, followed by a sharp decline in errors, indicates the impact of instruction. Learners were introduced to various RC types around the fourth month; subsequently, types other than the subject emerged, and error rates decreased.
These results do not align with the Markedness Hypothesis, which predicts RC development from a typological perspective. While the overall frequency followed the order predicted by the NPAH (subject > direct object > oblique), the direct object and oblique RC types emerged at similar stages of development, and no difference was observed in their error rates. This finding is consistent with previous studies. Kim (2010), Cho (2012), Han (2015), and Lee & Choi (2020) also found the frequency order of subject > direct object > oblique; however, their findings were inconsistent regarding relative difficulty, based on sentence comprehension, sentence combination, picture-based production, and grammaticality judgment tasks. Like many studies that contradict the predictions of the Markedness Hypothesis, the present study also faced the challenge of identifying the developmental sequence between direct object and oblique RCs, as well as any difference in their relative difficulty.
According to the Surface Configuration Hypothesis proposed by Tarallo & Myhill (1983) and Hawkins (1989), the shorter the distance between the NP extraction site and the head noun, the easier it is to acquire the RC. Therefore, in Korean, direct object RCs and oblique RCs should be easier to learn than subject RCs. The overall findings of the present study show that subject RCs develop first, which is contrary to the prediction of the Surface Configuration Hypothesis. In TRAN RCs, where subject and direct object development can be directly compared, direct object RCs appear earlier and more frequently than subject RCs, seemingly supporting the prediction put forward by the Surface Configuration Hypothesis. However, this hypothesis does not account for the developmental relationship between subject and oblique RCs. In the subject–oblique comparison, the distance between the empty NP and the head noun is greater for the subject than for the oblique, suggesting that subject RCs should be more difficult than oblique RCs. Nevertheless, the results of the present study do not support this prediction — either in terms of the overall developmental order among subject, direct object, and oblique RCs, or in the case of the INTR2 RCs in particular.
According to Gibson’s (2000) Dependency Locality Theory, which adopts a psycholinguistic perspective, there are various predictions about the difficulty of subject RCs and direct object RCs in Korean. For example, Ishizuka et al. (2006) predicted that subject RCs with a large distance between the empty NP and the head noun would be more difficult than direct object RCs. The results of this study, which show that subject RCs emerged before direct object RCs, contradict the prediction of Ishizuka et al. (2006). The results of Miyamoto & Nakamura (2003), who assumed that there would be no difference in processing difficulty between subject and direct object RCs, and Gibson & Wu (2013), who also predicted that subject RCs would be easier than direct object RCs based on the Dependency Locality Theory, are not in line with the findings of this study. This suggests that Gibson & Wu’s (2013) account does not adequately explain the findings of the present study, in which direct object RCs emerged more frequently and appeared earlier than subject RCs in transitive constructions.
5.2 Development of RCs by predicate type
By analyzing the RCs in learners’ spontaneous conversational speech according to the predicate type, the order INTR1 > TRAN = INTR2 > DTRAN was identified for both frequency of occurrence and timing of initial emergence. INTR1 RCs appeared between 2 and 3 months of learning Korean, whereas TRAN and INTR2 RCs appeared between 4 and 6 months. DTRAN RCs, which have the most complex argument structure, appeared last, after 7 months. Regarding the syntactic error rate, the error rate of INTR1 RCs was high; however, after four months, learners showed stable syntactic usage patterns in the INTR1 RCs and other RC types. Hence, RC development among Chinese-speaking learners of Korean followed the order: INTR1> TRAN = INTR2> DTRAN.
RC development with respect to these predicate types appears to be closely related to the development of the head nouns of subjects, direct objects, and obliques. INTR1 is similar to the subject type, whereas TRAN and INTR2 are similar to the direct object and oblique types, in terms of frequency, timing of initial emergence, and error rates, respectively. The timing of the subject’s emergence was the same as that of INTR1, and the emergence of the direct object and the oblique coincided with TRAN and INTR2, respectively.
INTR1 had the simplest argument structure with only the subject as the obligatory argument, while DTRAN had the most complex argument structure, requiring the subject, direct object, and oblique as obligatory arguments. Therefore, learners’ spontaneous conversational speech data revealed a tendency to acquire INTR1 RCs first and DTRAN RCs last.16
It is difficult to find evidence that the sequential development of predicate types (e.g., INTR1, TRAN, INTR2, DTRAN) occurs in sentence types other than RCs. The research participants were using all four predicate types within the corpus after approximately 2–3 months of learning Korean. Textbooks included not only INTR and TRAN but also DTRAN predicates (e.g., mwutta (to ask), pakkwuta (to change), patta (to receive), ponayta (to send), and billida (to borrow)) as target vocabulary to be learned within three months. No studies could be found that examine the frequency and development of predicates by Korean language learners with respect to argument structure. Furthermore, it was difficult to find clear evidence that INTR1, TRAN, INTR2, and DTRAN develop in a sequential order, even in studies of early vocabulary development in children. Fukuda & Choi (2009) investigated early language development in Japanese and Korean children and found that they used more INTR1 than TRAN, regardless of parental input. Lee et al. (2008) found that Korean children aged 18 and 24 months predominantly used INTR1 in their early verb development. Nonetheless, the authors reported that children aged 18 months began to use TRAN predicates (e.g., an-a (hug), salang-hay (I love you), cha (kick), kke (turn off), mek-e (eat), and sin-e (wear)). Studies on early language development in children have found that children use INTR1 more than TRAN; however, they do not explain why the development of TRAN predicates is slower than that of INTR1 predicates.
Despite the difficulty of finding evidence of sequential development of INTR1, TRAN, INTR2, and DTRAN in non-RC usage, the RCs of these predicate types appeared sequentially in this study. The findings showed that the complexity of argument structure had a greater impact on RC development than on non-RC development. In non-RCs, sentences can be composed using predicates with omitted arguments and without an explicit understanding of argument structure. However, when constructing RCs, knowledge of the arguments associated with RC predicates seems to have a greater influence.
Table 13 presents the order of frequency and timing of initial emergence of head noun types according to RC predicate types. Certain patterns of development can be observed.
Table 13: Order of frequency and first appearance of head noun type according to predicate type.
Predicate | Frequency | Timing of initial emergence |
INTR1 | subject> oblique | subject (2 months), oblique (8 months) |
TRAN | direct object > subject > oblique | direct object (4 months), oblique (5 months), subject (7 months) |
INTR2 | subject > oblique | subject (4 months), oblique (6 months) |
DTRAN | direct object > subject > oblique | subject (9 months), oblique (9 months), direct object (11 months) |
In INTR1 and INTR2 RCs, the subject type appeared more frequently and considerable earlier than the oblique type. In TRAN and DTRAN RCs, the direct object type appeared more frequently than the subject type. Regarding the order of appearance, the direct object type appeared earliest in the TRAN RCs, whereas the subject type appeared after the oblique type. In the DTRAN RCs, the subject type appeared earliest; however, there was considerable variation among learners.17
Several explanations can be proposed for this phenomenon. One possible explanation is the influence of the learners’ first language. As illustrated in (12) and (13), the subject RC in TRAN differs in word order between Chinese and Korean, whereas the direct object RC shares the same word order in both languages. Hence, these syntactic similarities and differences between Chinese and Korean may influence learners’ preference for direct object RCs over subject RCs in TRAN and DTRAN types.
- (12)
- Subject type in tran rc
- a.
- b.
- [ v o ]REL
- [ o v ]REL
- hn (Chinese)
- hn (Korean)
- (13)
- Direct object type in tran rc
- a.
- b.
- [ s v ]REL
- [ s v ]REL
- hn (Chinese)
- hn (Korean)
However, this explanation is insufficient to account for the phenomenon observed in INTR2 RCs. In INTR2 RCs, the subject RC differs in word order between Korean and Chinese (14), whereas the oblique RC exhibits the same word order in both languages (15). Nevertheless, in INTR2 RCs, the oblique RC is not preferred to the subject RC. Therefore, it is difficult to attribute the findings of the study solely to first language influence.
- (14)
- Subject type in intr2 rc
- a.
- b.
- [ v a ]REL
- [ a v ]REL
- hn (Chinese)
- hn (Korean)
- (15)
- Oblique type in intr2 rc
- a.
- b.
- [ s v ]REL
- [ s v ]REL
- hn (Chinese)
- hn (Korean)
Similar to Diessel & Tomasello (2005), the results of the present study can be explained from the perspective of syntactic similarity. While the outcome is similar to that of Diessel & Tomasello (2005), there are also notable differences. Diessel & Tomasello (2005) reported that the error rates followed the order: intransitive subject < agent < patient, indirect object, oblique < genitive. However, the findings of the present study differed —the agent developed less frequently and appeared later than the patient18 (Table 14).
Table 14: Frequency and timing of initial emergence of RCs by argument type.
Class | Frequency | Timing of initial emergence | Note |
intransitive subject | 769 | 2 months | INTR1 subject INTR2 subject |
patient | 223 | 4 months | TRAN direct object DTRAN direct object |
oblique | 95 | 5 months | oblique |
agent | 91 | 7 months | TRAN subject DTRAN subject |
Diessel & Tomasello (2005) found that intransitive subject/agent RCs had lower error rates compared to the other types due to their structural similarity to simple non-embedded sentences. However, such logic does not straightforwardly apply to the structure of the Korean language. In Korean, the head noun in a simple non-embedded sentence must be artificially displaced to a later position when forming any type of RC (16). Therefore, applying the logic of Diessel & Tomasello (2005) to Korean is problematic.
- (16)
- a.
- [Ku
- The
- salam-i]NP1
- man-nom
- [sonyen-ul]NP2
- boy-acc
- po-n-ta.
- see-prs-decl
- (simple sentence)
- ‘The man sees the boy.’
- b.
- [Sonyen-ul]NP1
- Boy-acc
- po-nun
- see-ae
- [ku salam]NP2
- the man (hn)
- (agent rc)
- ‘The man who sees the boy.’
- c.
- [Ku salam-i]NP1
- The man-nom
- po-nun
- see-ae
- [sonyen]NP2
- boy (hn)
- (patient rc)
- ‘The boy whom the man sees.’
Finally, it is worth considering whether Fox’s (1987) Absolutive Hypothesis can accounts for the observed patterns. The results of this study align with Fox’s Absolutive Hypothesis, which posits that intransitive subjects and patients are preferred as head nouns in RCs over agents. In addition, Hogbin & Song (2007) argued that frequency followed the order: intransitive subject/direct object > oblique > agent > genitive > indirect object/object of comparison. Similar to Hogbin & Song (2007), the overall findings of this study demonstrate that frequency and first appearance follow the order: intransitive subject > direct object > oblique, agent19 (see Table 14).
Fox’s (1987) Absolutive Hypothesis explains this phenomenon in terms of the preferred argument structure. More precisely, as the agent of transitive verbs often conveys old information in discourse, it appears less frequently than either the subject of INTR1 or the patient. In the corpus of this study, there were 135 cases (60.5%) in which the subject of the RC was omitted out of the total 223 patient-type RCs, and 56 cases (25.1%) in which it was realized as a pronoun, accounting for most of the cases. In only 32 cases (14.3%), the lexical argument was used. Thus, the fact that the subjects in INTR RCs and objects in TRAN or DTRAN RCs appeared more frequently and developed earlier can be explained by the Absolutive Hypothesis.
Fox (1987) and Hogbin & Song (2007) explored the use of RCs in corpora compiled from native English speakers. Given that the results of the present corpus study involving second language learners are similar to these previous findings, it is likely that RC development in a second language follows a pattern similar to that observed in first language acquisition. However, the present results differ from those of Diessel & Tomasello’s (2005) study of RC development in a native language, especially with respect to the agent type. This difference could be attributed to differences in research methodologies. Diessel & Tomasello (2005), an experimental study in which participants were asked to listen to and repeat RC sentences, provided evidence on the relative difficulty of RC types. However, it is worth considering that the difficulty of RCs and the order of their development do not necessarily correlated. It is important to consider whether discursive factors, such as preferred argument structure, influence RC development in actual use, regardless of the difficulty level identified in the experiments.
6 Conclusion
The objectives of this study were to explore the development patterns of RCs in Chinese-speaking learners of Korean by: i) verifying whether RC development according to head noun types in spontaneous spoken data aligns with a linguistic typological hypothesis or a psycholinguistic hypothesis, and ii) examining whether RC development according to predicate types can be explained by the Absolutive Hypothesis based on Preferred Argument Hypothesis or syntactic complexity. This study utilized a learner corpus consisting of 19 recordings of spontaneous speech collected over 18 months from three Chinese speakers in their twenties. Based on this data, the study examined the frequency of occurrence, timing of initial emergence, and syntactic error rates of RC patterns over time. In addition, predicate types were classified according to the obligatory arguments of each predicate, and the frequency and error rate of each type were investigated. The study further examined the frequency of the predicate types according to learning time and the ratio of sentence components for head nouns according to the predicate types.
In terms of frequency, the 1,178 observed RCs appeared in the order: subject > direct object > oblique. The subject type RCs were the most frequent, and they developed earlier than other types. However, no significant differences were observed in the timing of initial emergence or error rates between direct object and oblique. As a result, the findings could not be fully explained by the Markedness Hypothesis. Similarly, psycholinguistic explanations such as the Surface Configuration Hypothesis and Dependency Locality Theory did not align with the study’s outcomes. This study showed that RCs headed by predicates with simpler argument structures were acquired more easily than those with more complex structures. Accordingly, RC development appeared to follow the order: INTR1 > TRAN, INTR2 > DTRAN. Moreover, the overall results and the results of each predicate type supported Fox’s (1987) Absolutive Hypothesis, which asserts that the intransitive subject or patient precedes the agent in the hierarchy.
Follow-up experimental studies should further investigate the complexity of argument structure and preferred arguments in RC predicates within the context of RC development. This is particularly important because it is difficult to control for the frequency of specific predicate types in natural conversations when using corpus data. Future research should also examine whether the findings are generalizable across languages and how argument-related factors influence non-RC development.
Notes
- S refers to intransitive subjects, and P to patients of transitive verbs [^]
- Among the arguments of a ditransitive, the sentence constituent that corresponds to the indirect object in English is realized as an oblique in Korean. [^]
- These sessions were conducted solely for research purposes, independent of the coursework or academic credit offered by the educational institution. The researchers and participants interacted on an equal footing, rather than in a hierarchical instructor-student relationship. Informed consent was obtained regarding participation and recording, and participants were compensated approximately $24 per session. [^]
- AntConc is a freeware corpus analysis toolkit for text analysis, created by Laurence Anthony. It is useful for lexical and grammatical studies, as researchers can obtain frequency data and contextual information on relevant words by inputting corpus data and entering keywords or parts of speech. [^]
- Scholars—for example, Matsumoto (1990: 117–118)—regarded RCs as adnominal clauses that semantically define the head noun and considered appositive clauses to be included in the RC. As shown in (iib), appositive clauses in Korean (e.g., “a plan to study at home”) are structurally and semantically distinct from typical RCs, such as those in (ib) (e.g., “a plan that I made”). In the former, the head noun does not correspond to any syntactic element within the clause but rather represents the entire proposition or action expressed by the clause. Therefore, such appositive clauses cannot be analyzed using frameworks from previous RC studies, which rely on identifying the syntactic role (e.g., subject, object) of the head noun within the clause. Accordingly, these clauses were treated as a separate type and excluded from the analysis in this study.
- (i)
- a.
- Nay-ka
- I-nom
- kyeyhoyk-ul
- plan-acc
- seywe-ss-ta.
- make-pst-decl
- (simple sentence)
- ‘I made a plan.’
- b.
- Nay-ka
- I-nom
- seywu-n
- make-ae
- kyeyhoyk
- plan (hn)
- (direct object rc)
- ‘A plan I made.’
- (ii)
- a.
- Kyeyhoyk-un
- Plan-top
- (nay-ka)
- (i-nom)
- cip-eyse
- home-loc
- kongpwuha-nun
- study-ae
- kes-ita.
- thing-pred
- (simple sentence)
- ‘The plan is to study at home.’
- b.
- (nay-ka)
- (i-nom)
- cip-eyse
- home-loc
- kongpwuha-nun
- study-ae
- kyeyhoyk
- plan (hn)
- ‘A plan to study at home.’
- The noun clause corresponds to the internal RC of Jeon & Kim (2007). Jeon & Kim (2007) divided Korean relative clauses into head-external RCs and head-internal RCs. Among these, the head-external type corresponds to the RCs examined in this study, while the head-internal type corresponds to what is referred to here as noun clauses. According to Jeon & Kim (2007: 253), the head-internal type “has its lexical head in the RC and is marked by the complementizer ‘kes’.” However, it is difficult to identify the lexical head, and since these clauses function as nouns, they are referred to as noun clauses in this study. [^]
- This study classified the syntactic roles of head nouns within RCs into subject, direct object, and oblique. In Korean, as shown in example (9), there is no sentence component corresponding to the English indirect object, and such elements are therefore classified as oblique. In Korean, genitive expressions may or may not undergo adnominalization, as shown in (i) and (ii). Adnominalization is limited to possessions that are closely associated with the owner or the owner’s body. Therefore, genitive RCs cannot be generalized in Korean. Moreover, objects of comparison cannot be adnominalized in Korean, as shown in (iii). For these reasons, Jeon & Kim (2007), Kim (2010), Cho (2012), and Lee & Choi (2020) classified Korean RCs into subject, direct object, and oblique.
- (i)
- a.
- nay-ka
- I-nom
- Jiho-uy
- Jiho-gen
- son-ul
- hand-acc
- cap-ass-ta.
- hold-pst-decl
- ‘I held Jiho’s hand.’
- b.
- nay-ka son-ul cap-un
- I-nom hand-acc hold-ae
- Jiho
- Jiho (hn)
- (genitive rc)
- ‘Jiho whose hand I held.’
- (ii)
- a.
- nay-ka
- I-nom
- Jiho-uy
- Jiho-gen
- cha-lul
- car-acc
- wuncenhay-ss-ta.
- drive-pst-decl
- ‘I drove Jiho’s car.’
- b.
- *nay-ka cha-lul wuncenha-n
- I-nom car-acc drive-ae
- Jiho
- Jiho (hn)
- (genitive rc)
- (iii)
- a.
- nay-ka
- I-nom
- Jiho-pota
- Jiho-ocomp
- khu-ta.
- tall-decl
- ‘I’m taller than Jiho.’
- b.
- *nay-ka khu-n jiho
- I-nom tall-ae Jiho (hn)
- (object of comparison rc)
- Calhata (to be good at) in (10a), cohahata (to like) in (10b), and yensuphata (to practice) in (10c) all belong to the predicate type TRAN in Korean. [^]
- Appropriate target structures for the errors in (11a), (11b), and (11c) are given in (i).
- (i)
- a.
- yumyengha-n
- famous-ae
- siktang
- restaurant (hn)
- ‘a famous restaurant’
- b.
- chenchenhi
- slowly
- cenkaytoy-nun
- unfold-ae
- tulama
- drama (hn)
- ‘a slow-paced drama’
- c.
- pisusha-n
- similar-ae
- tosi
- city (hn)
- ‘a similar city’
- A representative example of a predicate that required cross-checking is kathta (to be same). There has been a discussion about whether this predicate belongs to the INTR1 type, which requires only a subject, or the INTR2 type, which requires a subject and an oblique. In the simple sentence in (ia), kathta requires two arguments to be compared, one of which is realized as the subject and the other as the oblique. However, as shown in (ic), the RC in which the oblique argument serves as the head noun is ungrammatical in Korean, and an RC with this predicate can appear only as the subject type. Therefore, we classified it as an INTR1 predicate.
- (i)
- a.
- simple sentence:
- Na-nun
- I-top
- ku-wa
- he-com
- khi-ka
- height-nom
- kath-ta.
- same-decl
- ‘I am the same height as him.’
- b.
- subject rc:
- ku-wa
- He-com
- khi-ka
- height-nom
- kath-un
- same-ae
- na.
- me (hn)
- ‘He who is the same height as me.’
- c.
- oblique rc:
- *na-nun
- me-top
- khi-ka
- height-nom
- kath-un
- same-ae
- ku
- he (hn)
- ‘Me who he is the same height as.’
- d.
- subject rc:
- na-wa
- me-com
- khi-ka
- height-nom
- kath-un
- same-ae
- ku
- him (hn)
- ‘I who is the same height as him.’
- As noted in Section 3.2, participants were taught how to produce RCs during the fourth month. However, RCs had already been used 30 times during the 2–3 month period, indicating that learners attempted to use RCs prior to receiving explicit instruction in the classroom. [^]
- A total of 146 errors (12.4%) were found among the 1,178 RCs. Of these, vocabulary errors accounted for the largest proportion (54 cases, 4.6%). There were 43 form errors (3.7%), 35 syntactic errors (3.0%), and 14 pronunciation errors (1.2%). Among these, only syntactic errors, which are directly relevant to the purpose of this study, are reported. [^]
- Examples of syntactic errors in subject and direct object RCs are provided below, with the target forms shown in parentheses.
- (i)
- a.
- Subject rc:
- mayw-e
- be spicy-decl
- umsik
- food (hn)
- (maywu-n
- be spicy-ae
- umsik)
- food (hn)
- ‘a spicy food’
- b.
- Direct object rc:
- hwuhoy
- regret
- il
- thing (hn)
- (hwuhoyha-nun
- regret-ae
- il)
- thing (hn)
- ‘something to regret’
- Participants were introduced to all four predicate types (i.e., INTR1, TRAN, INTR2, and DTRAN) through Level 1 textbooks used in the first three months of Korean learning. When RCs were introduced in the fourth month, instruction likewise incorporated all four predicate types. [^]
- Participant 2 exhibited a distinct overall pattern compared to the other two participants, with RCs occurring less frequently and being acquired later than in Participants 1 and 3. [^]
- Meanwhile, whether the later appearance of the DTRAN type can be attributed to a limited number of DTRAN predicates remains unclear. DTRAN predicates are found among the basic verbs that learners typically learn and use; however, the number of predicate types is smaller than that of INTR or TRAN. This study could not confirm such points based solely on learners’ spontaneous conversational speech data. This issue should be addressed in future research. [^]
- The head noun types in DTRAN RCs varied across learners. By the time the DTRAN type first emerged at 9 months, learners had already become familiar with producing various types of RCs. Therefore, the order of appearance of head noun types in DTRAN RCs may not fully reflect the developmental trajectories of the learners. [^]
- In Table 14, the timing of initial emergence reflects when each participant first produced the relevant utterance. The overall order of emergence was intransitive subject > patient > oblique > agent, although the relative timing of the oblique and agent types varied among participants. For Participant 1, the order was intransitive subject (2 months) > patient (4 months) > oblique (5 months) > agent (9 months); for Participant 3, it was intransitive subject (2 months) > patient (5 months) > oblique (5 months) > agent (7 months). However, Participant 2 showed a different order between the oblique and agent types: intransitive subject (2 months) > patient (8 months) > agent (9 months) > oblique (10 months). Because the difference in frequency between the oblique and agent types was not substantial, and their order of emergence varied among learners, it is difficult to determine which emerged earlier. [^]
- As discussed in note 19, the agent and oblique types do not differ significantly in frequency, and the order of their initial appearance varies across learner. While it is difficult to determine whether the oblique or the agent type develops earlier, both emerge later than the intransitive subject or the direct object types. [^]
Abbreviations
AE = adnominal ending, COM = comparative, CONN = connective ending, CONJ = conjunction, DTRAN = ditransitive verb, HN = head noun, INTR1 = intransitive verb without obligatory oblique argument, INTR2 = intransitive verb with obligatory oblique argument, NP = noun phrase, NPAH = Noun phrase accessibility hierarchy, O = object, PST = past tense, REL = relative clause boundary marker, REQ = request, RC = relative clause, S = subject, TEMP = temporal marker, TRAN = transitive verb, V = verb, For the other abbreviations, I followed the conventions outlined in the Leipzig glossing rules (https://www.eva.mpg.de/lingua/resources/glossing-rules.php).
Data availability
The anonymized learner speech corpus used for the analysis is openly available on Zenodo at the following DOI: https://doi.org/10.5281/zenodo.15917963.
Ethics and consent
Data collection for this study was approved by the Institutional Review Board of Wonkwang Digital University (protocol number: 2207-5-001). The study involved the collection of learner speech corpus data excluding any personally identifiable or sensitive information. All participants provided written informed consent and voluntarily agreed to participate.
Acknowledgements
We would like to express our sincere gratitude to Editage (www.editage.com) for their assistance with English language editing and journal submission. This manuscript was submitted with authorization from Editage. We are also grateful to the three anonymous reviewers for their insightful comments and valuable suggestions. In addition, we extend our appreciation to Andrew Sangpil Byon of the University at Albany for his thorough linguistic review and constructive feedback. Any remaining errors are solely our responsibility.
Competing interests
The authors have no competing interests to declare.
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